Home » Posts taggedBanking (Page 79)

UK: The Governance Implications of AI in the Financial Services Context

www.minterellison.com/articles/overview-boe-speech-governance-implications-of-aiwww.taylorwessing.com/-/media/taylor-wessing/files/germany/2023/04/tw_23_ai-in-financial-services_embracing-the-new-reality.pdfHogan Lovells | About the AI Hubwww.bankofengland.co.uk/prudential-regulation/publication/2023/october/artificial-intelligence-and-machine-learning?utmwww.burges-salmon.com/news-and-insight/legal-updates/pensions/the-burges-salmon-pensions-pod/how-much-do-you-know-about-ai-artificial-intelligence-and-how-it-is-impacting-the-pensions-industry See also:https:www2.deloitte.com/content/dam/Deloitte/ch/Documents/financial-services/ch-en-fsi-ai-and-risk-management.pdfwww.dlapiper.com/en/us/insights/publications/2022/10/the-human-factor-in-artificial-intelligence-ai/blog.burges-salmon.com/post/102i032/the-robots-are-coming-artificial-intelligence-in-financial-servicescorporate.cyrilamarchandblogs.com/2023/02/fig-paper-no-19-series-1-ai-ml-chatgpt-legal-and-regulatory-considerations-for-financial-service-use-cases/#page=1Artificial Intelligence: regulatory changes and the impact on the banking world | Morton Fraser Lawyers | Edinburgh and Glasgow (morton-fraser.com)ai-in-financial-services-cms-update-autumn-2023 (cms-lawnow.com)UK Regulation of AI and Machine Learning in the Financial Services Sector – Kemp IT Lawwww.dacbeachcroft.com/en/gb/articles/2023/december/the-dacb-ai-explainer-article-3-the-uk-approach-what-is-the-united-kingdoms-approach-to-ai-regulation/www.foxwilliams.com/2023/12/21/key-considerations-when-building-and-integrating-ai-models-in-the-financial-services-sector/ 0
Continue reading

Cayman: Securities investment business – changes for excluded persons

www.ogier.com/publications/cayman-securities-investment-business-changes-for-excluded-persons maples.com/Knowledge-Centre/Industry-Updates/2019/06/Cayman-Islands-Amends-Securities-Investment-Business-Law www.mourant.com/file-library/media—2019/2019—updates/changes-to-the-excluded-person-regime-under-the-securities-investment-business-law.pdfbit.ly/2YklRW4 Click to access SIBL-19-06-2019NoticetoIndustry-ExcludedPersonAML-CFTFormsandRe-re.._final_1560977276.pdf 0
Continue reading

US: FINRA Guidance on handling of Customers when a Broker leaves a Firm

www.tradesecretslaw.com/2019/04/articles/trade-secrets/finra-issues-guidance-on-the-handling-of-customers-when-a-broker-leaves-a-firm/www.kslaw.com/news-and-insights/safe-and-sound-finra-and-the-sec-issue-guidance-on-handling-customer-information-and-communicationswww.manatt.com/Insights/Newsletters/Financial-Services-Law/From-SEC-to-FinCEN-Enforcement-Everywhere 0
Continue reading

UK: What to do about seized Cash, detention of listed Assets and Account Freezing Orders

www.bcl.com/summary-forfeiture-guide-seized-cash-account-frozen/www.macfarlanes.com/what-we-think/in-depth/2019/everybody-freeze-account-freezing-orders-under-the-proceeds-of-crime-act/www.whitecase.com/publications/alert/dealing-account-freezing-and-account-forfeiture-orderscollyerbristow.com/longer-reads/frozen-bank-or-terminated-bank-account-what-can-you-do/dwfgroup.com/en/news-and-insights/insights/2022/1/the-increased-use-of-account-freezing-orderswww.charlesrussellspeechlys.com/en/news-and-insights/insights/litigation–dispute-resolution/2022/freezing-orders-policing-the-nuclear-option-pt-2/eldwicklaw.com/what-should-i-do-if-my-assets-are-frozen/ See also:www.bclplaw.com/en-GB/insights/liquidating-frozen-assets-when-foreign-policy-meets-sanctions-enforcement.htmlhsfnotes.com/cf/2023/12/21/banks-suspension-of-accounts-for-suspected-fraud-high-court-refuses-interim-order-to-unfreeze/ 0
Continue reading