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Banking, Ireland, Regulatory Banking, Risk Management

Singapore: Digital Banking Licences enacted for non-bank players

hsfnotes.com/fsrandcorpcrime/2019/07/03/digital-banking-licences-have-arrived-for-non-bank-players-in-singapore/ www.allenovery.com/publications/en-gb/Pages/mas-opens-the-door-to-digital-banking.aspxwww.chinalawinsight.com/tags/digital-bank-licenses/ www.sidley.com/en/insights/newsupdates/2019/07/monetary-authority-of-singapore-to-issue-up-to-five-digital-bank-licenses www.linklaters.com/en/insights/publications/asia-news/asia-financial-regulation/2019/new-digital-bank-licences-in-singapore www.kwm.com/en/cn/knowledge/insights/monetary-authority-of-singapore-to-issue-digital-bank-licenses-20190711 See also:www.sidley.com/en/insights/newsupdates/2019/07/monetary-authority-of-singapore-to-issue-up-to-five-digital-bank-licenseswww.mas.gov.sg/news/media-releases/2019/mas-to-issue-up-to-five-digital-bank-licenceswww.withersworldwide.com/en-gb/insight/the-evolution-of-banks-in-singapore-things-you-need-to-know-about-the-regulation-of-digital-banks_1 Update:www.linklaters.com/en/insights/publications/asia-news/asia-financial-regulation/2019/mas-invites-applications-for-digital-bank-licences-in-singapore www.allenovery.com/SiteCollectionDocuments/Digital_banking_licences_in_Singapore_September_2019.pdf datamatters.sidley.com/monetary-authority-of-singapore-invites-applications-for-new-digital-bank-licences/ 0
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Banking, Singapore Banking, Hong Kong, Regulatory

US: Broker-Dealer Settles FINRA charges for failing to supervise Representatives’ Trading Activity

www.findknowdo.com/news/07/03/2019/broker-dealer-settles-finra-charges-failing-supervise-representatives-trading?utm See also: www.findknowdo.com/news/07/08/2019/broker-dealer-settles-finra-charges-failing-supervise-private-securities?utm www.findknowdo.com/news/07/15/2019/broker-dealer-settles-finra-trade-reporting-charges-relating-exercise-otc-options?utm www.findknowdo.com/news/07/15/2019/broker-dealer-settles-multiple-state-charges-selling-unregistered-securities?utm 0
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Banking, US Banking, Money Laundring, Regulatory, US

UK: Charges against Bank for decision to terminate the banking relationship without notice rejected

www.dentons.com/en/insights/alerts/2019/july/9/n-v-the-royal-bank-of-scotland-plc bit.ly/2jV5AI8 www.hoganlovells.com/en/blogs/fision/n-v-rbs-terminating-a-banking-relationship-without-notice-where-money-laundering-is-suspected www.algoodbody.com/insights-publications/terminating-a-banking-relationship-where-money-laundering-is-suspected www.shlegal.com/insights/closing-bank-accounts-courts-put-banks-under-pressure See also:www.stewartslaw.com/news/aml-checks-what-happens-when-banks-are-too-slow/ 0
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Banking, Litigation, Money Laundring, UK

UK: FCA proposes retail ban on cryptocurrency derivatives

blogs.dlapiper.com/globalfinance/2019/07/08/fca-proposes-ban-on-sale-of-crypto-derivatives-to-retail-consumers/ www.fintechupdate.com/2019/07/fca-proposes-retail-ban-on-cryptocurrency-derivatives/#page=1www.finance-disputes.co.uk/2019/08/cryptoasset-regulation-fca-final-guidance-published/#page=1 digital.freshfields.com/post/102fpov/the-beginning-of-the-end-of-the-wild-west-fca-proposes-ban-of-cryptoasset-deriv www.whitecase.com/publications/alert/crypto-regulation-uk-fca-clarifies-regulatory-perimeter-leaves-open-questions www.theaccountant-online.com/News/fca-proposes-ban-on-sale-of-crypto-derivatives-to-retail-consumers-7288417 www.fca.org.uk/news/press-releases/fca-proposes-ban-sale-crypto-derivatives-retail-consumers 0
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Banking, Crypto Currencies, Regulatory, UK Banking, Hong Kong Banking, European Union, Regulatory, UK