Home »
Posts taggedBanking
New Federal Reserve Guidance on Credit Risk Management in Transactions with Investment Funds – How to Avoid Another Archegos-Type Effect | News | Haynes and Boone, LLP (haynesboone.com)The Fed – SR 21-19: The Federal Reserve Reminds Firms of Safe and Sound Practices for Counterparty Credit Risk Management in...
Continue reading
January 18, 2022 webmaster
Banking, Funds, Investment Funds, Regulatory, Risk Management, US
Investment Adviser Settles Charges for Conflicts of Interest and Best Execution Violations | Cadwalader Cabinet | Find Know Do 0
Continue reading
January 14, 2022 webmaster
Banking, Regulatory, US
NCUA Provides Guidance on Third-Party Digital Asset Service Providers | Cadwalader Cabinet | Find Know DoRelationships with Third Parties that Provide Services Related to Digital Assets | National Credit Union Administration (ncua.gov)Regulators: Credit Unions Can Partner With Digital Asset Providers | Troutman Pepper – JDSupra 0
Continue reading
January 14, 2022 webmaster
Banking, Crypto Currencies, US
Advertising and Promotion of Banking Products, Angus Forsyth (galalaw.com) 0
Continue reading
January 12, 2022 webmaster
Banking, Hong Kong, Regulatory
www.findknowdo.com/news/12/17/2021/firm-settles-sec-and-cftc-recordkeeping-violations-use-personal-communications?utm 0
Continue reading
January 11, 2022 webmaster
Banking, Regulatory, US
hsfnotes.com/bankinglitigation/2021/12/15/privy-council-considers-reformulated-test-for-determining-scope-of-duty-of-care-owed-by-professional-advisers/#page=1www.3harecourt.com/privy-council-applies-the-scope-of-duty-principle/ 0
Continue reading
January 7, 2022 webmaster
Banking, Litigation, UK
www.engage.hoganlovells.com/knowledgeservices/viewContent.action?key=Ec8teaJ9VaoUiNlw7ZSq1cxgHJMKLFEppVpbbVX%2B3OXcP3PYxlq7sZUjdbSm5FIetvAtgf1eVU8%3D&navwww.mayerbrown.com/en/perspectives-events/publications/2021/12/hong-kongs-code-of-banking-practice-revisedwww.deacons.com/2021/12/16/code-of-banking-practice-update-2/ 0
Continue reading
January 7, 2022 webmaster
Banking, Hong Kong, Regulatory
www.findknowdo.com/news/12/09/2021/finra-prohibits-use-target-returns-advertising?utm 0
Continue reading
January 3, 2022 webmaster
Banking, Regulatory, US
www.lplegal.com/content/top-banking-regulator-warns-increased-ransomware-attacks.html 0
Continue reading
December 30, 2021 webmaster
Banking, Regulatory, US
brexit.freshfields.com/post/102hc4z/uk-eu-divergence-in-financial-services-regulationSee also:bit.ly/3oHsroQbit.ly/3rSMByw 0
Continue reading
December 29, 2021 webmaster
Banking, European Union, Regulatory, UK
