US: SPAC settles SEC Charges for material Omissions in IPO Disclosures
www.findknowdo.com/news/01/26/2024/spac-settles-sec-charges-material-omissions-ipo-disclosures 0
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US: SPAC settles SEC Charges with 18 million Payment for false and misleading Filings about planned Merger with Trump Media
www.findknowdo.com/news/07/21/2023/spac-settles-sec-charges-false-and-misleading-filings-about-planned-merger-trump-media 0
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US: Accounting Firm settles SEC Charges for SPAC Audit Failures
www.findknowdo.com/news/06/22/2023/accounting-firm-settles-sec-charges-spac-audit-failures See also:www.findknowdo.com/news/08/14/2023/auditing-firm-fined-deficient-auditing-spac-target 0
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US: SPACs and the 1% Excise Tax
tinyurl.com/4wx8xm8v 0
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US: SEC fines Adviser for SPAC-related Conflict of Interest and Compliance Violations with 1.5 million USD
www.findknowdo.com/news/09/07/2022/sec-fines-adviser-spac-related-conflict-interest-and-compliance-violations 0
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Education: Offshore SPACs Comparison
www.careyolsen.com/sites/default/files/CO_GROUP_LS_Offshore-SPACS-Comparison-Table_11-21.pdfwww.ogier.com/news-and-insights/insights/when-capital-markets-and-crypto-collide-and-the-role-of-international-finance-centres/ 0
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US: FINRA provides Guidance to Investors on SPAC Warrants
www.findknowdo.com/news/08/30/2021/finra-provides-guidance-investors-spac-warrants?utm 0
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UK: New SPAC Listing Regime adopted
www.globalfinregblog.com/2021/07/uk-to-adopt-a-new-spac-listing-regime-from-10-august-2021/#page=1www.downthewireblog.com/2021/08/london-readies-for-spacs/#page=1www.wfw.com/articles/developments-in-the-london-listing-markets-spacs-dual-class-share-structures-and-other-listing-rules-reforms/ 0
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