US: Regulatory Considerations and Fund Structures for Crypto Asset Managers with US and non-US Investors
www.friedfrank.com/news-and-insights/jason-schwartz-asset-managers-11066 0
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Trends: IOSCO identifies “Good Practices” for Regulators to implement ETF Principles
www.findknowdo.com/news/05/16/2023/iosco-identifies-good-practices-regulators-implement-etf-principles 0
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US: SEC brings first Enforcement Action for Fund’s Violation of Liquidity Requirements
www.findknowdo.com/news/05/05/2023/sec-brings-first-enforcement-action-funds-violation-liquidity-requirements 0
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US: Adviser fined for Breach of Fiduciary Duty related to leveraged ETF Investments
www.findknowdo.com/news/05/04/2023/adviser-fined-breach-fiduciary-duty-related-leveraged-etf-investments 0
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US: SEC grants No-Action Relief to ETF from Tender Offer Rules
SEC Grants No-Action Relief to ETF from Tender Offer Rules | Cadwalader Cabinet | Find Know Do 0
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US: SEC permits Bitcoin ETF for Futures Contracts
blockchain.bakermckenzie.com/2021/10/18/sec-finally-permits-bitcoin-etf-but-only-for-futures-contracts/#page=1See also:bit.ly/3cgSQmrwww.rdj.ie/insights/shifting-tides–international-regulatory-developments-in-bitcoin-etfs-?s=0.424494491666 0
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US: CFTC highlights Risks of Commodity ETP and Fund Investments
www.findknowdo.com/news/05/22/2020/cftc-highlights-risks-commodity-etp-and-fund-investments?utm 0
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US: NASAA urges Broker-Dealers to update Policies on Non-Traditional ETFs
www.findknowdo.com/news/07/31/2019/nasaa-urges-broker-dealers-update-policies-non-traditional-etfs?utm_campaign=Cabinet%20Newsletter&utm_source=Newsletter&utm_medium=Email 0
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US: SEC to approve Non-Transparent ETF proposal
www.findknowdo.com/news/04/11/2019/sec-approve-non-transparent-etf-proposal?utm_campaign=Cabinet%20Newsletter&utm_source=Newsletter&utm_medium=Email 0
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Hong Kong: Expanded profits tax exemption for funds introduced
www.kwm.com/en/hk/knowledge/insights/hksar-govt-gazetted-inland-revenue-profits-tax-bill-2018-20181228 www.klgates.com/hong-kongs-new-unified-tax-exemption-for-onshore-and-offshore-privately-offered-funds-02-27-2019/www.taxathand.com/article/11243/Hong-Kong/2019/Laws-on-tax-treatment-of-financial-instruments-tax-exemption-for-funds-enacted www.jdsupra.com/legalnews/new-hong-kong-profits-tax-exemption-18883/ See also: www.taxathand.com/article/10599/Hong-Kong/2018/Discussion-paper-released-on-proposed-tax-exemption-for-investment-funds Click to access fstax-news-nov2018.pdf 0
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