US: Enforcement of in terrorem clauses in wills and trusts
www.mwe.com/insights/divergence-among-states-in-enforcement-of-in-terrorem-clauses-in-wills-and-trusts/ 0
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US: Banking Agencies explain Policy on BSA/AML Cease and Desist Orders
www.findknowdo.com/news/08/14/2020/banking-agencies-explain-policy-bsa/aml-cease-and-desist-orders?utm buckleyfirm.com/blog/2020-08-14/agencies-clarify-bsaaml-enforcement#page=1 ropesgrayinsights.passle.net/post/102gdnk/joint-statement-on-enforcement-of-bsa-aml-requirements-by-fdic-federal-reserve www.dlapiper.com/en/us/insights/publications/2020/08/federal-agencies-provide-guidance-on-bank-secrecy-act-and-anti-money-laundering-enforcement/ www.paulweiss.com/practices/litigation/economic-sanctions-aml/publications/federal-agencies-provide-guidance-on-bsaaml-enforcement-and-due-diligence-requirements?id=37825 www.dlapiper.com/en/global/insights/publications/2020/08/federal-agencies-provide-guidance-on-bank-secrecy-act-and-anti-money-laundering-enforcement/ www.israelglobalgateway.com/2020/09/federal-agencies-provide-guidance-on-bank-secrecy-act-and-anti-money-laundering-enforcement/ www.srz.com/resources/aml-update-fincen-issues-first-ever-enforcement-guidelines-and.html www.venable.com/insights/publications/2020/09/aml-programs-at-the-center-of-recent-fincen 0
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US: Broker fined $900,000 due to Supervisory Failures on Trade Recommendations
www.findknowdo.com/news/08/13/2020/broker-dealer-fined-supervisory-failures-trade-recommendations?utm 0
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US: Court upholds NY AG’s authority to Investigate Virtual Currency as commodity
www.jonesday.com/en/insights/2020/08/first-department-upholds-ny-ags-authority-to-investigate-virtual-currency-under-the-martin-act 0
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US: Dual Registrant to pay over $38 million for AML failures
www.findknowdo.com/news/08/10/2020/dual-registrant-pay-over-38-million-aml-failures?utm 0
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US: White House recommends listing rules that may cause the delisting of Chinese companies
blog.freshfields.us/post/102gd5r/white-house-working-group-recommends-listing-rules-that-would-potentially-cause-twww.findknowdo.com/news/08/11/2020/pwg-addresses-chinese-non-compliance-us-audit-standards?utmwww.dlapiper.com/en/us/insights/publications/2020/08/us-moves-forward-on-enhanced-securities-regulations-focusing-on-chinese-companies/ 0
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US: OCC Imposes $80 million Penalty for Bank’s Handling of Cybersecurity Incident
viewpoints.bakermckenzie.com/post/102gd28/occ-imposes-80-million-penalty-for-banks-handling-of-cybersecurity-incident www.ots.treas.gov/news-issuances/news-releases/2020/nr-occ-2020-101.html 0
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US: OCIE examining LIBOR transition preparedness — How investment companies should prepare
us.eversheds-sutherland.com/NewsCommentary/Legal-Alerts/234343/OCIE-examining-LIBOR-transition-preparedness-How-investment-companies-should-prepare-now See also:bit.ly/3fQ73Gm 0
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US: President Issues Executive Orders against Chinese Social Media Companies; OFAC Sanctions Hong Kong Leader
www.findknowdo.com/news/08/07/2020/president-issues-executive-orders-against-chinese-social-media-companies-ofac-sanctions-hong-kong-leader?utm www.jonesday.com/en/insights/2020/08/us-treasury-sanctions-senior-hong-kong-officials Update:www.mofo.com/resources/insights/201016-hong-kong-autonomy-act-report.html 0
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US: FinCEN new FAQ on Due Diligence requirements for Covered Financial Institutions
www.findknowdo.com/news/08/03/2020/fincen-issues-new-faq-cdd-requirements-covered-financial-institutions?utm www.fincen.gov/sites/default/files/2020-08/FinCEN%20Guidance%20CDD%20508%20FINAL_2.pdf ropesgrayinsights.passle.net/post/102gcvs/fincen-responds-to-faqs-regarding-customer-due-diligence-requirements-for-financi buckleyfirm.com/blog/2020-08-06/fincen-clarifies-customer-due-diligence-faqs#page=1 www.crowell.com/NewsEvents/AlertsNewsletters/all/FinCEN-Issues-New-Guidance-for-Complying-with-the-CDD-Rule bankbclp.com/2020/08/fincen-clarifies-customer-due-diligence-requirements/ www.findknowdo.com/news/08/21/2020/nfa-oks-fincen-cdd-faq?utm 0
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