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Switzerland: Asset manager vs. investment advisor – analysis in a nutshell

www.mme.ch/en/magazine/magazine-detail/url_magazine/asset_manager_vs_investment_advisor_analysis_in_a_nutshell/pestalozzilaw.com/en/news/legal-insights/duty-register-client-advisers-foreign-financial-service-providers-be-or-not-be/ See also:The Duty to Register for Client Advisors of Foreign Financial Service Providers | Pestalozzi Attorneys at Law (pestalozzilaw.com) 0
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Banking, Regulatory, Switzerland

UK: The Investment Firm Prudential Regime

www.macfarlanes.com/what-we-think/in-depth/2020/faqs-the-investment-firms-regulation-and-directive/dwfgroup.com/en/news-and-insights/insights/2021/8/uk-investment-firm-prudential-regimewww.sidley.com/en/insights/newsupdates/2021/08/uk-investment-firm-prudential-regime-10step-plan-for-investment-managersUpdate:financialregulation.linklaters.com/post/102hgzf/new-notification-requirements-for-fca-regulated-investment-firms-in-groups 0
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Banking, Regulatory, UK Banking, Regulatory, US Banking, Regulatory, US Australia, Banking, Regulatory Banking, Japan, Regulatory

UK: FCA permissions – use it or lose it

blog.macfarlanes.com/post/102gp16/fca-permissions-use-it-or-lose-itwww.corporatefinancialweeklydigest.com/2021/01/articles/uk-developments/fca-reminds-uk-firms-to-regularly-review-their-regulatory-permission/#page=1www.taylorwessing.com/zh-hant/insights-and-events/insights/2021/01/use-it-or-lose-it-but-beware-the-ukwww.dentons.com/en/insights/articles/2022/may/25/use-it-or-lose-it-the-impact-of-the-fcas-implementation-of-new-cancellation-powerswww.morton-fraser.com/insights/fca-strengthens-use-it-or-lose-it-permissions-powerswww.finance-disputes.co.uk/2022/07/use-it-or-lose-it-fca-accelerates-crack-down-on-unused-regulatory-permissions/#page=1 0
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Banking, Regulatory, UK Banking, US Banking, Litigation, Risk Management, US

Australia: APRA Executive Remuneration and Accountability

www.herbertsmithfreehills.com/latest-thinking/executive-remuneration-and-accountability-%E2%80%93-the-revised-apra-cps-511-remunerationpinpoint.cch.com.au/news/csh-da-filter!WKAP_TAL_YASTTNEWS_REFERENCE/legauUio3414166sl1281630159/apra-releases-final-prudential-standardwww.minterellison.com/articles/final-apra-remuneration-standard-cps-511pinpoint.cch.com.au/news/csh-da-filter!WKAP_TAL_YASTTNEWS_REFERENCE/legauUio3414166sl1281630159/apra-releases-final-remuneration-prudential-standardwww.corrs.com.au/insights/examining-apras-final-guidance-on-remuneration-prudential-practice-guide-cpg-511 See also:www.kwm.com/en/au/knowledge/insights/far-is-here-what-does-it-mean-for-insurers-and-insurance-20210803corrs.com.au/insights/federal-government-releases-its-draft-financial-accountability-regime Update:pinpoint.cch.com.au/news/csh-da-filter!WKAP_TAL_YACLTNEWS_REFERENCE/legauUio3435808sl1294019642/apra-finalises-guidance-for-new-prudential-standard-on-remunerationpinpoint.cch.com.au/news/csh-da-filter!WKAP_TAL_YASTTNEWS_REFERENCE/legauUio3435818sl1294030570/apra-guidance-on-new-remuneration-prudential-standardwww.kwm.com/au/en/insights/latest-thinking/apras-proposed-remuneration-disclosure-requirements-under-cps-511.htmlwww.holdingredlich.com/federal-court-clarifies-requirement-for-breach-of-conflicted-remuneration-provisionsCPS 511 Remuneration governance – halfway there? – KWM 0
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Australia, Banking, Regulatory