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Banking, European Union, Regulatory, Tax, UK

US: SEC’s Division of Examinations 2021 Exam Priorities

www.sec.gov/news/press-release/2021-39www.mayerbrown.com/-/media/files/perspectives-events/publications/2021/03/2020-sec-exam-priorities.pdfwww.natlawreview.com/article/sec-division-examinations-announces-2021-examination-priorities-0www.natlawreview.com/article/sec-division-examinations-announces-2021-examination-prioritieswww.dlapiper.com/en/latinamerica/insights/publications/2021/03/sec-division-of-examinations-announces-2021-exam-priorities/insightplus.bakermckenzie.com/bm/dispute-resolution/united-states-preparing-for-upcoming-exams-the-intersection-of-sec-and-finra-2021-prioritiesinfo.dechert.com/10/15245/uploads/sec-division-of-examinations-releases-2021-examination-priorities—dechert-llp.pdfwww.gtlaw.com/en/insights/2021/3/2021-sec-examination-priorities-for-securities-industry-registrantsglobalcompliancenews.com/united-states-preparing-for-upcoming-exams-the-intersection-of-sec-and-finra-2021-priorities-15032021/#page=1 0
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Banking, Regulatory, US

UK: Court confirms limited scope of disclosure under bankers’ books evidence act

www.shearman.com/perspectives/2021/02/uk-court-confirms-limited-disclosure-of-banking-records-under-bankers-books-evidence-act See also:hsfnotes.com/bankinglitigation/2022/03/08/high-court-orders-banks-to-disclose-documents-under-the-evidence-proceedings-in-other-jurisdictions-act-1975/#page=1www.charlesrussellspeechlys.com/en/news-and-insights/insights/dispute-resolution/2023/sleepwalking-into-disclosure-oblivion–key-considerations-when-litigations-in-the-air/ 0
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Banking, Litigation, UK

UK: Misrepresentation requires ‘active appreciation’ – Assumption is not enough

www.shlegal.com/insights/misrepresentation-requires-active-appreciation-assumption-is-not-enough-(leeds-city-council-and-others-v-barclays)hsfnotes.com/bankinglitigation/2021/03/19/high-court-finds-that-a-claimants-awareness-of-a-representation-is-an-essential-prerequisite-to-a-claim-for-misrepresentation/#page=1www.ashurst.com/en/insights/regulating-in-the-key-of-c-conduct-culture-and-the-consumer-duty-tftw/ 0
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Banking, Litigation, UK Banking, Citizenship, US Banking, Corporate Governance, Corporate Law, US Banking, Financing, Indonesia, Regulatory Banking, Crypto Currencies, Nigeria

China: China, Hong Kong and Macau sign MoU for the Greater Bay Area Wealth Management Connect scheme

www.deacons.com/news-and-insights/publications/mainland-china-briefing-mainland-china,-hong-kong-and-macau-sign-mou.htmlfinancialinstitutions.bakermckenzie.com/2021/03/23/china-financial-revolution-in-2020-and-beyond/#page=1 See also:www.deacons.com/2022/03/23/launch-of-cross-border-fintech-pilot-trial-facility/ Update:www.kwm.com/hk/en/insights/latest-thinking/latest-developments-in-the-GBA.htmlwww.kwm.com/content/dam/kwm/insights/download-publication/china/2022/%E7%B2%A4%E6%B8%AF%E6%BE%B3%E5%A4%A7%E6%B9%BE%E5%8C%BA%E7%9A%84%E6%B3%95%E5%BE%8B%E4%B8%8E%E5%AE%9E%E8%B7%B54.pdfwww.kwm.com/hk/en/insights/latest-thinking/navigating-the-wealth-management-connect-scheme.html 0
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Banking, China, Hong Kong, Money Laundring, Regulatory Banking, Cyber Security, Regulatory, US