US: SEC charges bank executives over sales-compensation practices
buckleyfirm.com/blog/2020-11-18/sec-charges-bank-execs-over-sales-compensation-practices#page=1www.sec.gov/news/press-release/2020-281 0
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US: Covered Expatriate Gift Tax
bit.ly/3jmvgaZbit.ly/3qf0aa4 0
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US: Naturalization Interview & Foreign Accounts
bit.ly/3rjJSdB 0
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US: New FINRA Restrictions on Registered Person becoming Beneficiary or Trustee of a Client
www.findknowdo.com/news/10/30/2020/finra-adopts-restrictions-registered-person-becoming-customer-beneficiary-or-trustee?utmwww.jacksonlewis.com/publication/new-finra-rule-limits-registered-persons-being-named-customer-s-beneficiary 0
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Switzerland: Certain foreign fines tax-deductible in exceptional as of 2022
www.admin.ch/gov/en/start/documentation/media-releases.msg-id-81090.htmlwww.sidley.com/en/insights/publications/2021/06/foreign-fines-tax-deductible-only-in-exceptional-cases-under-new-swiss-law-from-2022 0
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US: Crypto Income Tax Return Filing 2021
www.cryptocurrencytaxattorney.com/crypto-bitcoin-income-tax-filing-faq-guide/See also:bit.ly/3kDZxB4www.blockchainreportblog.com/2021/04/purchased-bitcoin-in-2020-irs-might-or-might-not-require-reporting-on-your-tax-return/bit.ly/3t7vN3Ngordonlawltd.com/coinbase-1099-misc/#page=1www.findknowdo.com/news/03/23/2022/nyag-warns-investors-tax-liability-associated-virtual-currency-investments?utmwww.findknowdo.com/news/05/11/2023/gao-director-testifies-frb/fdic-supervision-over-failed-banks 0
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US: FINRA proposes additional Obligations for Firms with a History of Misconduct
www.findknowdo.com/news/11/17/2020/finra-proposes-additional-obligations-firms-history-misconduct?utmUpdate:www.findknowdo.com/news/08/02/2021/sec-adopts-rule-imposing-additional-finra-obligations-firms-history-misconduct?utmmco.mycomplianceoffice.com/blog/large-financial-firms-conduct-oversight?utm_campaign=Content%20Amplification%20-%20Lexology%20&utm 0
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US: SEC warns Broker-Dealers of insufficient AML Due Diligence on Omnibus Accounts
www.findknowdo.com/news/11/13/2020/sec-warns-broker-dealers-insufficient-aml-due-diligence-omnibus-accounts?utm 0
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US: The GILTI High-Tax Exclusion – a Planning Tool for noncorporate US Shareholders
www.mwe.com/insights/the-gilti-high-tax-exclusion-an-additional-planning-tool-for-noncorporate-us-shareholders/See also:bit.ly/2IJM5ym 0
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US: IRS removes one of four options to correct foreign reporting
www.withersworldwide.com/en-gb/insight/irs-removes-one-of-four-options-to-correct-foreign-reporting 0
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