www.findknowdo.com/news/10/30/2020/finra-adopts-restrictions-registered-person-becoming-customer-beneficiary-or-trustee?utm
www.jacksonlewis.com/publication/new-finra-rule-limits-registered-persons-being-named-customer-s-beneficiary
Home » Banking » US: New FINRA Restrictions on Registered Person becoming Beneficiary or Trustee of a Client