SEC Grants No-Action Relief to ETF from Tender Offer Rules | Cadwalader Cabinet | Find Know Do 0
Continue reading
January 17, 2022 webmaster
ETFs, Regulatory, US
Know Your Rights as a Beneficiary – Taylor McCaffrey LLP (tmlawyers.com) 0
Continue reading
January 14, 2022 webmaster
Canada, Estate Planning, Wills
Investment Adviser Settles Charges for Conflicts of Interest and Best Execution Violations | Cadwalader Cabinet | Find Know Do See also:www.findknowdo.com/news/03/07/2022/investment-adviser-settles-best-execution-and-mutual-fund-share-class-selection-violations?utm 0
Continue reading
January 14, 2022 webmaster
Banking, Regulatory, US
NCUA Provides Guidance on Third-Party Digital Asset Service Providers | Cadwalader Cabinet | Find Know DoRelationships with Third Parties that Provide Services Related to Digital Assets | National Credit Union Administration (ncua.gov)Regulators: Credit Unions Can Partner With Digital Asset Providers | Troutman Pepper – JDSupra See also:NCUA Issues...
Continue reading
January 14, 2022 webmaster
Banking, Crypto Currencies, US
www.findknowdo.com/news/12/21/2021/ofac-sanctions-eight-chinese-tech-firms?utm 0
Continue reading
January 13, 2022 webmaster
China, Sanctions, US
DOJ and SEC Charge Russian Nationals with Hacking and Insider Trading | Cadwalader Cabinet | Find Know Do 0
Continue reading
January 13, 2022 webmaster
Cyber Security, Russia, US
Private Equity Fund Adviser Settles SEC Charges for Improperly Offsetting Fees | Cadwalader Cabinet | Find Know Do 0
Continue reading
January 12, 2022 webmaster
Private Equity, US
Types of Tax Court Opinions and Their Precedential Effect (taxcontroversy360.com) 0
Continue reading
January 12, 2022 webmaster
Litigation, Tax, US
www.findknowdo.com/news/12/17/2021/firm-settles-sec-and-cftc-recordkeeping-violations-use-personal-communications?utm 0
Continue reading
January 11, 2022 webmaster
Banking, Regulatory, US
$17 million estate gift to private foundation not eligible for tax credit: Lessons from last-minute tax planning | Miller Thomson LLP 0
Continue reading
January 11, 2022 webmaster
Canada, ESG Investments, Estate Planning, Tax, Tax Planning