US: JP Morgan settles SEC and CFTC Recordkeeping Violations from Use of Personal Communications www.findknowdo.com/news/12/17/2021/firm-settles-sec-and-cftc-recordkeeping-violations-use-personal-communications?utm 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) January 11, 2022 webmaster Banking, Regulatory, US Banking, Regulatory, US Canada: $17 Million Estate Gift to private Foundation not eligible for Tax Credit due to last-minute Tax Planning UK: International Family Law after Brexit