US: Eight Firms settle SEC Charges for Customer Personally Identifying Information Exposures
www.findknowdo.com/news/08/30/2021/eight-firms-settle-sec-charges-customer-pii-exposures?utm 0
Continue reading
Home » Posts taggedUS (Page 97)
US: OFAC targets Corruption Networks in Paraguay
buckleyfirm.com/blog/2021-08-27/ofac-sanctions-paraguayan-officialhome.treasury.gov/news/press-releases/jy0332 0
Continue reading
US: Use of Jersey and Guernsey Structures by US Fund Managers targeting European Assets or Capital
www.walkersglobal.com/index.php/publications/100-article/2605-new-trends-in-use-of-jersey-and-guernsey-structures-by-us-fund-managers-targeting-european-assets-or-capitalwww.cadwalader.com/fund-finance-friday/index.php?eid=1306&nid=173 0
Continue reading
US: Court rules Deal-price-less-synergies Valuation Method is “first among equals”
www.jdsupra.com/legalnews/in-re-appraisal-of-regal-deal-price-1087571/ 0
Continue reading
US: Senate releases foreign Tax Reform Bill
bit.ly/3hfYXdR 0
Continue reading
US: SEC sanctions Robo Adviser for inadequate Conflicts Disclosures and Failure to Consider Tax Impact of ETFs
www.kilpatricktownsend.com/Blog/Investment-Management-and-Broker-Dealer/2021/8/SEC-Sanctions-Robo-Adviser-for-Inadequate-Conflicts-Disclosures-Failure-to-Consider-Tax-Impact-ofwww.sec.gov/litigation/admin/2021/ia-5826.pdf 0
Continue reading
US: Broker-Dealer settles FINRA Charges for Supervisory Failures on EB-5 Activities
www.findknowdo.com/news/08/16/2021/broker-dealer-settles-finra-charges-supervisory-failures-eb-5-activities?utm 0
Continue reading
US: IRS “Dirty Dozen” List includes “Potentially” abusive use of US-Malta Tax Treaty in Pension Plans
www.caplindrysdale.com/irs-dirty-dozen-list-includes-potentially-abusive-use-of-us-malta-tax-treaty-in-pension-planswww.irs.gov/newsroom/irs-wraps-up-its-2021-dirty-dozen-scams-list-with-warning-about-promoted-abusive-arrangements See also:IRS Criminal Investigation of Malta Pension Plan | Meadows, Collier, Reed, Cousins, Crouch & Ungerman, L.L.P. – Attorneys at Law (meadowscollier.com) 0
Continue reading
US: FinCEN $100 Million Enforcement Action against unregistered BitMEX for willful Violations of the BSA
www.fincen.gov/news/news-releases/fincen-announces-100-million-enforcement-action-against-unregistered-futures See also:www.mwe.com/insights/cftc-steps-up-activity-in-the-cryptocurrency-space-with-latest-action-for-violations-of-the-commodity-exchange-act-and-cftc-regulations/www.findknowdo.com/news/05/09/2022/founders-crypto-exchange-settle-cftc-charges-registration-and-aml-violations?utm Update:viewpoints.reedsmith.com/post/102hujo/bitmex-employee-pleads-guilty-to-bsa-violation#page=1 0
Continue reading
US: Could Puerto Rico be your Crypto Tax Haven?
gordonlawltd.com/puerto-rico-crypto-tax-haven/bit.ly/3s9evGjSee also:bit.ly/3m7xmPl 0
Continue reading