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UK: FCA Bans 3 People from working in Financial Services, for non-financial Misconduct

www.mcguirewoods.com/client-resources/Alerts/2020/11/fca-bans-three-people-from-working-financial-services-industrywww.eversheds-sutherland.com/global/en/what/articles/index.page?ArticleID=en/Employment_and_labour_law/fca-bans-threewww.wired-gov.net/wg/news.nsf/articles/FCA+bans+three+individuals+from+working+in+the+financial+services+industry+for+nonfinancial+misconduct+06112020102500?openwww.simmons-simmons.com/en/publications/ckh56t6db18pt0909l4pxlykn/fca-bans-three-individuals-for-non-financial-misconduct See also:www.morganlewis.com/pubs/2021/04/uk-fca-seeks-to-ban-regulated-person-for-nonfinancial-misconduct#page=1brodies.com/insights/corporate-crime-and-investigations/fca-targets-non-financial-misconduct/www.lw.com/admin/upload/SiteAttachments/FCA-Approach-Non-Financial-Misconduct-Latest-Cases-Observations.pdf Update:www.clydeco.com/en/insights/2021/09/the-upper-tribunal-upholds-the-fca-s-proposed-enfowww.akingump.com/en/news-insights/upper-tribunal-clarifies-fcas-powers-regarding-non-financial-misconduct-by-regulated-individuals.htmlwww.hickmanandrose.co.uk/blog-fca-enforcement-of-non-financial-misconduct-lets-not-get-too-personal/www.ukemploymenthub.com/financial-services-getting-ahead-on-recording-instances-of-non-financial-misconduct/#page=1 0
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Regulatory, UK

UK: HMRC ordered to pay taxpayer’s costs due to its unreasonable behaviour

www.rpc.co.uk/perspectives/tax-take/cheshire-centre-hmrc-ordered-to-pay-taxpayers-costs-due-to-its-unreasonable-behaviour/#page=1www.rpc.co.uk/perspectives/tax-take/hmrc-ordered-to-pay-taxpayers-costs-due-to-unreasonable-behaviour/#page=1 See also:www.rpc.co.uk/perspectives/tax-take/taxpayers-application-for-a-protective-costs-order-against-hmrc-refused/#page=1 0
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Litigation, Tax, UK European Union, Regulatory, UK Litigation, UK

UK: Post Brexit Financial Services Bill introduced

hsfnotes.com/fsrandcorpcrime/2020/10/22/uk-post-brexit-reform-financial-services-bill-introduced/#page=1www.tltsolicitors.com/insights-and-events/insight/financial-services-bill-an-overview/brexit.freshfields.com/post/102h0xb/global-britain-and-financial-services-brexit-impacts-and-future-prospectsSee also:www.mhc.ie/latest/insights/what-does-a-no-deal-brexit-mean-for-financial-servicessites-herbertsmithfreehills.vuturevx.com/20/21553/landing-pages/2020.02.11—fsb-e-bulletin—to-publish.pdfwww.traverssmith.com/knowledge/knowledge-container/travers-smiths-alternative-insights-financial-services-policy-in-a-post-brexit-britain-issue-14/Update:blog.burges-salmon.com/post/102gxwl/fca-speech-on-regulatory-landscape-post-brexitwww.traverssmith.com/knowledge/knowledge-container/beyond-brexit-financial-services/www.traverssmith.com/knowledge/knowledge-container/retained-eu-law-10-key-questions/www.womblebonddickinson.com/uk/insights/articles-and-briefings/unravelling-mystery-financial-services-post-brexitwww.shearman.com/perspectives/2022/03/csfi-series–the-city-post-brexit#page=1Microsoft Word – 15953289_2.docx (stevens-bolton.com) 0
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Banking, UK Real Estate, Tax, UK Banking, European Union, Netherlands, UK

UK: Court decision on share purchase agreement tax covenant claim

www.dentons.com/en/insights/newsletters/2020/november/5/uk-corporate-briefing/uk-corporate-briefing-autumn-2020/share-purchase-agreement-tax-covenant-claim-reasonable-detail-of-the-matterwww.stevens-bolton.com/site/insights/articles/claiming-under-tax-covenants-what-is-reasonable-detailwww.rpc.co.uk/perspectives/tax-take/corporate-tax-update-july-2021/#page=1 See also:kpmg.com/pl/en/home/insights/2020/03/frontiers-in-tax-tax-blog-warranties-and-indemnities-in-share-purchase-agreements.html 0
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Family Business, Litigation, M&A, Private Equity, UK

UK: FCA prohibits Retail Sale of Cryptoderivatives

www.findknowdo.com/news/10/08/2020/fca-prohibits-retail-sale-cryptoderivatives?utmthelens.slaughterandmay.com/post/102ghw2/fca-calls-time-out-for-cryptoasset-investmentswww.stateandlocaltax.com/income/out-of-state-taxpayers-gain-on-minority-ownership-interest-in-limited-partnership-subject-to-tax/#page=1www.skadden.com/insights/publications/2020/10/uk-imposes-restrictions?sid=d20317ae-dd16-4ac9-a2da-0662abd1362dwww.bclplaw.com/en-GB/insights/fca-bans-sale-of-cryptoasset-investment-products-to-retail-customers.htmldigital.freshfields.com/post/102gid3/the-end-of-the-wild-west-fca-confirms-ban-on-sales-of-cryptoasset-derivatives-towww.dlapiperintelligence.com/investmentrules/blog/articles/2020/fca-bans-crypto-derivatives-for-retail-investors.htmlfinreg.shearman.com/UK-Conduct-Regulator-Bans-Sale-to-Retail-Clients-#page=1brightlinelaw.co.uk/cryptoasset-service-providers-should-plan-not-panic/See also:www.longandshortblog.com/2022/04/developments-in-crypto-derivatives/#page=1 0
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Crypto Currencies, Regulatory, UK Regulatory, UK