Hong Kong: SFC imposes personal liability for AML/CTF failures: Lessons for Senior Managers
www.kwm.com/en/hk/knowledge/insights/sfc-imposes-personal-liability-for-aml-ctf-failures-20170313 0
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US: AML Reporting Requirements of Undeclared Funds of Non-Residents
www.un.org/esa/ffd/tax/firstsession/ffdtaxation-tax%20cooperation.doc (Paragraphs 89 – 107) www.justice.gov/usao-sdny/pr/manhattan-us-attorney-announces-charges-against-six-individuals-their-role 0
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US: FinCEN Targets South Florida’s Skyline
Click to access FIBA_FinCEN_Article.pdf See also: bit.ly/2nzQ41c 0
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Turkey: Amendment of Banking Law provides Relief to Emloyees and Executives
gun.av.tr/banking-law-amendment-provides-relief-to-bank-officers-and-company-executives-2/ 0
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Argentina: Draft Bill establishing Corporate Criminal Liability
bakerxchange.com/rv/ff002ee9e440400c217a7749ec4b9f83ad694a7b/p=6142350 0
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US: Venezuelan PEP added to OFAC’s Specially Designated Nationals List
www.treasury.gov/resource-center/sanctions/OFAC-Enforcement/Pages/20170213.aspx www.treasury.gov/press-center/press-releases/Pages/as0005.aspx www.treasury.gov/resource-center/sanctions/Programs/pages/venezuela.aspx www.visualofac.com/resources/venezuela-sanctions.html 0
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US: AML duties of Banks when their Clients participate in Tax Amnesties
www.jonesday.com/tax-regularizations-in-latin-america-whats-a-financial-institution-to-do-02-01-2017/ +1
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Nigeria: Liability of a Parent Company for the Actions or Omissions of its Subsidiary
www.bonddickinson.com/insights/publications-and-briefings/liability-parent-company-actions-or-omissions-its-subsidiary bit.ly/2uRAaW6 www.allenovery.com/publications/en-gb/Pages/No-English-jurisdiction-over-Nigerian-oil-pollution-claims-against-Shell.aspx www.dentons.com/en/insights/newsletters/2017/july/20/uk-corporate-briefing/uk-corporate-briefing-summer-2017/negligence-liability-parent-and-subsidiary-companies bit.ly/2hNi9TZ 0
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US: IRS Whistleblower Office has Record Year
www.kmblegal.com/whistleblower-blog/irs-whistleblower-office-has-record-year-according-annual-report www.maglaw.com/publications/articles/2019-03-14-is-the-irs-whistleblower-program-finally-reaching-its-potential 0
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Thailand: Criminal Liabilities of Directors
www.cliffordchance.com/briefings/2017/02/thailand_criminalliabilitiesofdirectors.html globalcompliancenews.com/thailand-criminal-liability-representatives-juristic-persons-20170222/ 0
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