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Posts taggedRisk Management (Page 36)
www.eversheds-sutherland.com/global/en/what/articles/index.page?ArticleID=en/global/Hong-Kong/Court-of-Appeal-holds-standard-non-reliance legalref.judiciary.hk/lrs/common/ju/ju_frame.jsp?DIS=110441&currpage=T 0
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September 11, 2017 webmaster
Hong Kong, Risk Management
bit.ly/2vJDVtB www2.deloitte.com/dl/en/pages/legal/articles/compliance-management-system.html See also: www2.deloitte.com/dl/en/pages/legal/articles/tax-cms-betriebspruefung.html 0
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September 8, 2017 webmaster
Germany, Risk Management
www.dechert.com/Legal_Entity_Identifiers_A_call_to_action_for_listed_companies_and_issuers_by_the_Luxembourg_Stock_Exchange_08-25-2017/ 0
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September 7, 2017 webmaster
Luxembourg, Regulatory, Risk Management, Transparency
www.dlapiper.com/en/us/insights/publications/2017/08/anti-money-laundering/ Update: AML/CFT regulations changes: a mixed bag for reporting entities : Russell McVeagh 0
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September 4, 2017 webmaster
Money Laundring, New Zealand, Risk Management
bit.ly/2vG2A3D See also: Blog: How effective are the FCA’s criminal and civil powers to combat money laundering? 0
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August 31, 2017 webmaster
Money Laundring, Risk Management, UK
bit.ly/2v7DWXO www.fcpablog.com/blog/2017/8/17/sec-fines-chief-compliance-officer-for-inaccurate-securities.html See also: www.fredlaw.com/the_ticker/2017/09/27/1642/compliance_professionals_beware_recent_sec_case_highlights_risk_of_personal_liability 0
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August 29, 2017 webmaster
Banking, Money Laundring, Regulatory, Risk Management
www.friedfrank.com/index.cfm?pageID=25&itemID=7832 www.dentons.com/en/insights/alerts/2017/july/28/us-expands-and-enhances-venezuelan-sanctions www.treasury.gov/press-center/press-releases/Pages/sm0137.aspx www.treasury.gov/press-center/press-releases/Pages/sm0145.aspx Update: www.findknowdo.com/news/01/07/2021/ofac-amends-general-license-authorizing-transactions-certain-venezuelan-officials?utm www.findknowdo.com/news/06/17/2021/ofac-issues-general-licenses-respond-covid-19-syria-venezuela-and-iran?utm 0
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August 28, 2017 webmaster
Risk Management, Sanctions, US, Venezuela
www.icsa.org.uk/knowledge/governance-and-compliance/careers/why-automation-will-set-compliance-officers-free 0
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August 23, 2017 webmaster
Risk Management, Trends
www.jonesday.com/personal-jurisdiction-a-new-battlefront-in-corporate-criminal-cases-08-02-2017/ See also: bit.ly/2vdN3rD wp.me/p8i20u-OE 0
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August 23, 2017 webmaster
Corporate Law, Risk Management, US
www.deacons.com.hk/news-and-insights/publications/renewed-sfc-focus-on-private-funds-and-discretionary-accounts.html 0
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August 22, 2017 webmaster
Funds, Hong Kong, Regulatory, Risk Management
