Hong Kong: HKMA extends focus on management and its accountability
www.allenovery.com/publications/en-gb/Pages/Mapping-responsibility-HKMA-extends-focus-on-management-and-its-accountability.aspx 0
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Home » Posts taggedRisk Management (Page 33)
Risk Management: What does the Rise of Cryptocurrencies mean for Financial Crime?
www.tamimi.com/en/magazine/law-update/section-15/september-7/bitcoin-infiltrating-the-financial-system-bit-by-bit-what-does-the-rise-of-cryptocurrencies-mean-for.html codozasady.pl/en/p/legal-aspects-of-fighting-cybercrime-appearing-in-the-form-of-business-email-compromise www.k2integrity.com/en/knowledge/expert-insights/2022/crypto-and-virtual-currency-risks See also: www.engage.hoganlovells.com/knowledgeservices/news/the-us45-billion-bitfinex-hack-five-things-you-should-know +3
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Risk Management: Traditional Risk Management vs Enterprise Risk Management
www.lowndes-law.com/news-center/2293-traditional-risk-management-vs-enterprise-risk-management-which-approach-the +1
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Risk Management: Managing potential conflicts of interest in investment funds
www.lavery.ca/en/publications/our-publications/3038-managing-potential-conflicts-of-interest-in-investment-funds.html Click to access EY-conflicts-of-interest.pdf www.mwe.com/insights/the-conflicts-of-interest-puzzle-key-guidelines-for-general-counsel/#page=1 0
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US: OCC Releases Bank Supervision Operating Plan for Fiscal Year 2018
buckleysandler.com/blog/2017-10-05/occ-releases-bank-supervision-operating-plan-fiscal-year-2018 0
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Risk Management: Whistleblowing in the financial services sector
knowledge.freshfields.com/en/Global/r/3606/whistleblowing_in_the_financial_services_sector 0
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Hong Kong: SFC issues Circular on Standards expected of Asset Managers
www.dechert.com/Hong_Kong_SFC_Issues_Clarification_on_Standards_Expected_of_Asset_Managers_10-04-2017/ 0
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US: SEC Announces Enforcement Division Cyber Specialty Unit
www.natlawreview.com/article/sec-announces-enforcement-division-cyber-specialty-unit www.huntonprivacyblog.com/2017/09/27/sec-creates-cyber-unit-to-target-cyber-related-threats/ bit.ly/2fOHwo2 SEC Announces Two Enforcement Initiatives Designed to Combat Cyber Threats www.sec.gov/news/press-release/2017-176 0
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US: When to Self-Report Securities violations and what to expect
Click to access 2017-09-27-When-the-Inevitable-Happens-When-to-Self-Report-Securities-Law-Violations-and-What-to-Expect-When-You-Do(1).pdf 0
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Brazil: Central Bank tightens grip on compliance management in the financial sector
www.veirano.com.br/upload/content_attachments/545/Veirano_Client_Alert_Compliance_SEP2017_original.pdf?utm_source=Mondaq&utm_medium=syndication&utm_campaign=inter-article-link www.tmf-group.com/en/news-insights/articles/2017/october/brazil-central-bank-rules/ www.legisweb.com.br/legislacao/?id=348782 www.bcb.gov.br/pre/normativos/busca/normativo.asp?tipo=Resolu%C3%A7%C3%A3o&data=2017&numero=4567 0
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