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Posts taggedRegulatory (Page 230)
www.maplesandcalder.com/news/article/esma-brexit-opinions-investment-management-1514/ Click to access Brexit_-ESMA-publishes-sector-specific-opinions-on-relocations.pdf-2.pdf www.williamfry.com/docs/default-source/articles-insights-william-fry-news-pdfs/esma-issues-investment-management-opinion-on-brexit-relocations.pdf?sfvrsn=0 www.elvingerhoss.lu/publications/relocations-uk-esmas-opinion-asset-management www.bakermckenzie.com/-/media/files/insight/publications/2017/08/al_germany_esmassosandspors_aug17.pdf?la=en www.loyensloeff.com/en-us/news-events/news/new-esma-opinion-on-the-requirements-for-obtaining-eu-market-access-for-aifms-and-ucits-in-the-context-of-brexit See also: Click to access Brexit_-EBA-sets-out-its-supervisory-expectations.pdf 0
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July 31, 2017 webmaster
European Union, Regulatory, UK
www.deacons.com.hk/news-and-insights/publications/sfc-key-statistics-and-inspection-priorities.html 0
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July 28, 2017 webmaster
Hong Kong, Regulatory
www.stalawfirm.com/en/blogs/view/the-evolution-of-private-equity-in-india.html uk.practicallaw.thomsonreuters.com/8-504-2425?transitionType=Default&contextData=(sc.Default)&firstPage=true Click to access Private_Equity_Investments_In_Indian_Companies.pdf 0
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July 25, 2017 webmaster
India, Private Equity, Regulatory
Click to access parallel-market-listing-rules.pdf 0
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July 24, 2017 webmaster
Financing, Regulatory, Saudi Arabia
www.dentons.com/en/insights/alerts/2017/july/11/state-regulation-of-foreign-investments-in-russia-to-undergo-major-changes www.noerr.com/en/newsroom/News/Important%20changes%20relevant%20for%20foreign%20investments%20into%20Russia.aspx www.skadden.com/insights/publications/2017/07/russia-tightens-control-over-transactions www.whitecase.com/publications/alert/amendments-foreign-investments-law-means-tighten-control www.morganlewis.com/pubs/new-developments-for-foreign-investments-in-russian-strategic-companies www.bakermckenzie.com/en/insight/publications/2017/08/russia-tightens-control-over-foreign 0
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July 21, 2017 webmaster
Regulatory, Russia
www.srz.com/resources/mifid-ii-final-fca-rules-published.html 0
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July 20, 2017 webmaster
Banking, European Union, Regulatory, UK
www.regulationtomorrow.com/eu/fca-publishes-asset-management-market-study-not-quite-an-earthquake-but-beware-of-the-aftershocks/ www.rpc.co.uk/perspectives/financial-services-regulatory-and-risk/fca-proposes-remedies-following-asset-management-sector-market-study www.ropesgray.com/newsroom/alerts/2017/06/FCA-publishes-final-report-on-competition-in-UK-asset-management.aspx bit.ly/2stJmek sites.herbertsmithfreehills.vuturevx.com/58/14295/compose-email/uk-fca-asset-management-market-study—final-report.asp www.fca.org.uk/news/press-releases/fca-publishes-final-report-asset-management-sector Click to access ms15-2-3.pdf www.fca.org.uk/publications/consultation-papers/cp17-18-consultation-implementing-asset-management-market-study 0
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July 17, 2017 webmaster
Banking, Regulatory, UK
www.jonesday.com/The-Department-of-the-Treasury-Issues-Recommendations-on-the-Regulation-of-US-Depository-Institutions-06-29-2017/?RSS=true Click to access 2016-06-21-Financial-Regulation-Alert.pdf 0
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July 14, 2017 webmaster
Banking, Regulatory, US
bit.ly/2tuyLor Click to access WGGF-Phase-1-report-and-recommendations-for-Phase-2.pdf 0
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July 12, 2017 webmaster
Banking, Regulatory, Risk Management, Trends
bit.ly/2siryTz See also: bit.ly/2tGNfPy 0
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July 10, 2017 webmaster
Banking, Regulatory, Risk Management, US