Home »
Posts taggedRegulatory (Page 138)
www.findknowdo.com/news/11/10/2021/ofac-charges-uae-bank-sanctions-violations?utmUpdate:www.paulweiss.com/practices/litigation/economic-sanctions-aml/publications/mashreqbank-reaches-100-million-resolution-with-ny-dfs-for-historical-sanctions-violations-fed-and-ofac-also-take-action?id=41725www.dfs.ny.gov/reports_and_publications/press_releases/pr202111091buckleyfirm.com/blog/2021-11-12/uae-bank-fined-100-million-sudanese-sanctions-violations#page=1 0
Continue reading
November 26, 2021 webmaster
Regulatory, Sanctions, South Sudan, UAE, US
hauzen.hk/what-to-do-if-you-are-caught-in-a-rug?utm_source=rss&utm_medium=rss&utm_campaign=what-to-do-if-you-are-caught-in-a-rugSee also:decrypt.co/90833/solana-nft-project-rug-pull-big-daddy-ape-civic 0
Continue reading
November 26, 2021 webmaster
Crypto Currencies, Hong Kong, Regulatory
riskandcompliance.freshfields.com/post/102ha5b/cop26-what-does-it-hold-for-the-financial-services-sectorsustainability.freshfields.com/post/102ha2f/can-tax-policy-help-us-get-to-net-zero-10-things-i-have-learnedwww.algoodbody.com/insights-publications/cop26-and-sustainable-financewww.globalcompliancenews.com/2021/12/09/finsight-investment-profile-and-tax-focus-areas-for-sovereign-wealth-funds22112021/#page=1www.cms-lawnow.com/ealerts/2021/12/financing-cop-26-outcomes?cc_lang=enTackling biodiversity loss in the financial service industry | Ogier UK:www.traverssmith.com/knowledge/knowledge-container/cop26-mobilising-private-capital-and-setting-the-uk-on-the-path-to-become-the-first-ever-net-zero-aligned-financial-centre/www.osborneclarke.com/insights/cop26-what-opportunities-emerged-private-finance-glasgow-summit Update:sustainability.freshfields.com/post/102hz5y/road-to-cop27-what-does-the-future-look-like-for-sustainable-finance#page=1sustainability.freshfields.com/post/102i043/road-to-cop27-how-is-tax-being-used-to-tackle-climate-changewww.traverssmith.com/knowledge/knowledge-container/cop27-and-climate-finance-bridging-the-gap/gowlingwlg.com/en/insights-resources/articles/2022/cop27-and-the-subject-of-single-use-plastics/sustainability.freshfields.com/post/102i2or/cop27-key-take-aways-for-the-financial-services-sector#page=1www.reedsmith.com/en/perspectives/2023/01/article-6-changes-of-cop-27-and-updates-in-voluntary-carbon-market#page=1connectedworld.clydeco.com/post/102i792/cop-27-technology-and-blockchain-innovation-supporting-the-paris-agreementUN-Initiated and Bank-Led Working Group Formed to Encourage Banks to Achieve Biodiversity Targets | June 20, 2023 | Issue No. | Cadwalader Climate See also:www.macfarlanes.com/what-we-think/in-depth/2023/the-30×30-commitment-cop-15/#page=1sustainability.freshfields.com/post/102i8aw/financial-institutions-and-biodiversity-the-next-hot-topic-in-esg 0
Continue reading
November 26, 2021 webmaster
ESG Investments, Regulatory, Tax, Trends
www.findknowdo.com/news/11/10/2021/sec-halts-registration-two-digital-tokens?utm 0
Continue reading
November 26, 2021 webmaster
Crypto Currencies, Regulatory, US
buckleyfirm.com/blog/2021-11-05/nydfs-provides-affiliate-cybersecurity-program-guidance#page=1www.pbwt.com/data-security-law-blog/dfs-issues-new-guidance-regarding-cybersecurity-regulation-and-the-adoption-of-an-affiliates-cybersecurity-program/#page=1www.paulhastings.com/insights/client-alerts/the-new-york-department-of-financial-services-cybersecurity-rules-what Update:www.mayerbrown.com/en/perspectives-events/publications/2022/10/cybersecurity-examination-guidance-for-nonbank-financial-services-companieswww.kramerlevin.com/en/perspectives-search/new-york-state-department-of-financial-services-to-amend-cybersecurity-regulations-for-financial-services-companies.htmlwww.bakerdatacounsel.com/cybersecurity/new-york-department-financial-services-publishes-proposed-second-amendment-cybersecurity-regulation/#page=1www.pbwt.com/data-security-law-blog/new-york-dfs-proposes-revisions-to-landmark-cybersecurity-regulation/#page=1www.willkie.com/-/media/files/publications/2022/nydfspublishessecondroundofproposedamendmentstothe.pdfwww.dwt.com/blogs/privacy–security-law-blog/2022/11/ny-financial-services-cybersecurity-regulation#page=1www.engage.hoganlovells.com/knowledgeservices/news/nydfs-publishes-proposed-amendments-to-cybersecurity-regulation-for-covered-entities_1www.omm.com/resources/alerts-and-publications/alerts/new-york-state-seeks-to-raise-the-bar-on-cybersecurity-for-financial-services-providers/www.huntonprivacyblog.com/2022/11/23/nydfs-amends-cybersecurity-rules-for-financial-services-companies/#page=1Cybersecurity: Responding to Violations and “Events” Under the Proposed New NYDFS Regulations, Rick Borden, Saphya Council (fkks.com) 0
Continue reading
November 24, 2021 webmaster
Cyber Security, Regulatory, US
www.penningtonslaw.com/news-publications/latest-news/2021/can-a-regulated-foreign-company-directly-take-on-an-employee-unregulated-by-the-financial-conduct-authority-fca-to-carry-out-financial-promotion-in-the-united-kingdom 0
Continue reading
November 24, 2021 webmaster
Banking, Regulatory, UK
ganado.com/insights/publications/the-impact-of-the-revised-fiau-implementing-procedures-on-trusts-foundations-trustees-and-administrators/fiaumalta.org/news/revisions-made-to-the-implementing-procedures-part-i/ 0
Continue reading
November 24, 2021 webmaster
Foundations, Malta, Money Laundring, Regulatory, Trusts
www.findknowdo.com/news/11/08/2021/sec-approves-pcaob-rule-implementing-holding-foreign-companies-accountable-act?utm Update:www.findknowdo.com/news/12/02/2021/sec-finalizes-amendments-implement-holding-foreign-companies-accountable-act-requirements?utmwww.findknowdo.com/news/04/06/2023/sec-warns-potential-trading-prohibitions-securities-issued-a-pcaob-identified-jurisdiction 0
Continue reading
November 24, 2021 webmaster
Corporate Law, Regulatory, US
www.minterellison.co.nz/our-view/fma-issues-new-guidance-on-dealing-with-their-enforcement-teamSee also:www.minterellison.co.nz/our-view/the-fmas-approach-to-enforcement 0
Continue reading
November 23, 2021 webmaster
Banking, New Zealand, Regulatory
www.rpc.co.uk/perspectives/tax-take/hmrc-issues-nudge-letters-to-recipients-of-foreign-investment-income/#page=1 0
Continue reading
November 23, 2021 webmaster
Regulatory, Tax, UK