Hong Kong: Trading while possessing price sensitive information not an offence if otherwise motivated
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Home » Posts taggedHong Kong (Page 16)
Hong Kong: Bank held liable for mis-selling risky investments
www.eversheds-sutherland.com/global/en/what/articles/index.page?ArticleID=en/global/Hong-Kong/Court-of-Appeal-holds-standard-non-reliance legalref.judiciary.hk/lrs/common/ju/ju_frame.jsp?DIS=110441&currpage=T 0
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Hong Kong: Renewed SFC focus on private funds and discretionary accounts
www.deacons.com.hk/news-and-insights/publications/renewed-sfc-focus-on-private-funds-and-discretionary-accounts.html 0
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Hong Kong: Tax Exemption to Onshore Privately Offered Open-ended Fund Companies introduced
www.bakermckenzie.com/en/insight/publications/2017/07/hong-kong-introduces-tax-exemption www.deacons.com.hk/news-and-insights/publications/proposed-profits-tax-exemption-for-hk-private-open-ended-funds.html info.dechert.com/10/9127/august-2017/sfc-proposes-rules-and-code-for-open-ended-fund-companies.asp?sid=0fb4e17d-91be-4d2b-9274-2c1a17ccc211 0
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Hong Kong: SFC key statistics and inspection priorities
www.deacons.com.hk/news-and-insights/publications/sfc-key-statistics-and-inspection-priorities.html 0
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Hong Kong: Largest disgorgement ever imposed for disclosure of false information
www.deacons.com.hk/news-and-insights/publications/largest-disgorgement-order-amount-ever-imposed-for-disclosure-of-false-or-misleading-information.html 0
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Hong Kong: AMLO amendments and their impact on Trusts and Companies
www.bakermckenzie.com/en/insight/publications/2017/07/impact-of-the-amlo-amendments www.deacons.com.hk/news-and-insights/publications/new-developments-in-know-your-customers-requirements.html www.duffandphelps.com/insights/publications/compliance-and-regulatory/regulatory-enhanced-anti-money-laundering-and-counter-terrorist-financing-regulation-in-hong-kong bit.ly/2tN3z2U 0
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Hong Kong: Broker suspended for transferring Proprietary Information and Client Data to New Employer
www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/enforcement-news/doc?refNo=17PR86 0
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Hong Kong: Significantly expanding the AEOI Network
www.bakermckenzie.com/en/insight/publications/2017/06/hong-kong-significantly-expands Update: www.bakermckenzie.com/en/insight/publications/2017/10/hk-participation-convention-aeoi 0
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Hong Kong: SFC Notifies Industry of Licensing Concerns
www.bakermckenzie.com/en/insight/publications/2017/06/sfc-notifies-industry-of-licensing-concerns/ www.deacons.com.hk/news-and-insights/publications/more-on-%E2%80%98backdoor-licensing%E2%80%99.html 0
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