Home » Posts taggedCorporate Law (Page 26)

US: Consider forming a Corporation instead of a Limited Liability Company for your Start-up

bit.ly/2NwCawrgordonlawltd.com/llc-s-corp-or-c-corp/frostbrowntodd.com/how-corporations-may-run-afoul-of-the-accumulated-earnings-tax-a-section-1202-planning-brief/#page=1www.crowell.com/NewsEvents/AlertsNewsletters/all/Choice-of-Entity-for-the-Startup-Business See also:carpenterwellington.com/post/corporate-structures-startups-deciding-entity-type/www.mayerbrown.com/en/perspectives-events/publications/2022/03/looking-to-invest-in–or-acquire–a-digital-assets-business-watch-where-you-step–realizing-value-and-managing-riskConsidering Converting an LLC into a Corporation? Here Are the QSBS Issues You Should Be Thinking About | Mintz 0
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UK: FCA and PRA fines highlight firms’ accountability for failures of their outsourcing providers

www.cms-lawnow.com/regzone/articles/2019/june/fca-and-pra-fines-highlight-firms-accountability-for-failures-of-their-outsourcing-providers hsfnotes.com/fsrandcorpcrime/2019/06/04/retail-bank-fined-1-89m-by-fca-and-pra-for-outsourcing-failings/#page=1 www.dentons.com/en/insights/articles/2019/june/6/bank-fined-as-fca-and-pra-focus-on-outsourcing-failures www.natlawreview.com/article/outsourcing-failures-leave-raphaels-bank-189m-fine www.rpc.co.uk/perspectives/financial-services-regulatory-and-risk/fca-and-pra-jointly-fine-bank-for-repeated-outsourcing-failings/www.fca.org.uk/news/press-releases/fca-and-pra-jointly-fine-raphaels-bank-1-89-million-outsourcing-failings www.shlegal.com/insights/raphaels-falls-foul-of-the-regulators'-outsourcing-requirements-once-again-how-to-avoid-the-regulators-glare-and-what-lies-aheadwww.mofo.com/resources/publications/190718-technology-outsourcing.html See also: innovation.slaughterandmay.com/post/102flih/reviewing-robots-governance-over-ai 0
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Canada: Factors Affecting Economic Substance Determinations

www.bluejlegal.com/blog-us/factors-affecting-economic-substance-determinations Update:www.dwpv.com/en/Insights/Publications/2023/Federal-Budget-2023-Major-Changes-Businesswww.stikeman.com/en-ca/kh/guides/2023-federal-budget-commentarywww.canada.ca/en/department-finance/news/2023/03/government-of-canada-releases-budget-2023.html 0
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UK: FCA guidance on SM&CR Statements of Responsibilities and Responsibilities Maps for solo-regulated firms

www.macfarlanes.com/what-we-think/in-depth/2019/investment-management-update-13-march-2019/#SMCRwww.fca.org.uk/publications/finalised-guidance/fg19-2-smcr-guidance-statements-responsibilities-and-responsibilities-maps www.bakermckenzie.com/en/insight/publications/2019/04/senior-managers-and-certification-regime www.shlegal.com/insights/sm-cr-extension-issues-for-solo-regulated-firms-to-consider-as-implementation-date-approacheswww.ukemploymenthub.com/smcr-optimisation-and-final-rules www.tltsolicitors.com/insights-and-events/insight/does-the-smcr-need-more-teeth-fca-priorities-series-part-2/ Update:www.jdsupra.com/legalnews/fca-confirms-smcr-optimisations-86045/hsfnotes.com/fsrandcorpcrime/2019/08/05/fca-publishes-latest-policy-statement-and-near-final-rules-on-smcr/ www.shlegal.com/insights/fca-publishes-final-rules-confirming-amendments-to-the-smcr www.rpc.co.uk/perspectives/financial-services-regulatory-and-risk/the-senior-managers-and-certification-regime-the-final-countdown/ www.osborneclarke.com/insights/fca-finalises-senior-manager-certification-regime-rules-solo-regulated-firms/ Banking Standards Board publishes guidance on regulatory references www.natlawreview.com/article/fca-provides-updated-information-smcr-implementation www.dentons.com/en/insights/alerts/2020/september/21/six-weeks-to-go-frequently-asked-questions-on-the-new-conduct-rules-breaches-reporthsfnotes.com/insurance/2023/04/05/review-of-smcr-launched/#page=1cms-lawnow.com/en/regzone/articles/2023/04/review-of-the-senior-managers-and-certification-regime-sm-cr www.ashurst.com/en/news-and-insights/legal-updates/smcr-call-for-evidence-the-reform-that-no-one-wants-and-no-one-asked-for/ See also:www.jdsupra.com/legalnews/fca-warns-of-significant-weaknesses-in-45280/ www.hoganlovells.com/en/blogs/fision/fca-to-increase-focus-on-smcr-conduct-rules blogs.dlapiper.com/globalfinance/2019/08/07/fca-publishes-findings-of-senior-managers-and-certification-regime-stocktake-report/ shepwedd.com/knowledge/are-you-smcr-ready-your-10-point-hr-guide-new-senior-managers-and-certification-regime www.morganlewis.com/pubs/uk-financial-conduct-authority-publishes-final-rules-on-extending-smcr-to-solo-regulated-firms Click to access smcr—third-mover-advantage—rc.pdf www.ukemploymenthub.com/update-fca-publishes-further-information-on-the-smcr-for-solo-regulated-firms#page=1 gowlingwlg.com/en/insights-resources/articles/2019/fca-publishes-final-rules-on-extension-of-the-smcr/ www.bclplaw.com/en-GB/insights/senior-manager-accountability-five-steps-to-protect-yourself.htmlblog.macfarlanes.com/post/102id8v/pra-takes-enforcement-action-under-the-senior-managers-certification-regimewww.dentons.com/en/insights/articles/2023/april/28/lessons-for-senior-managers-to-learn-from-tsb-it-migration-enforcement-action Update:www.finance-disputes.co.uk/2020/08/the-fcas-conduct-rules-the-new-requirement-to-report/#page=1 www.globalfinregblog.com/2020/08/smcr-fca-updates-expectations-on-fitness-and-propriety-assessments-and-conduct-rules-training/#page=1 www.corporatefinancialweeklydigest.com/2020/08/articles/uk-developments/smcr-disciplinary-action-and-conduct-rules-reporting-for-staff-at-fca-regulated-firms/#page=1 www.morton-fraser.com/knowledge-hub/fca-new-guidance www.hilldickinson.com/insights/articles/senior-managers-and-certification-regimewww.foxwilliams.com/2021/02/10/certification-for-solo-regulated-firms-what-do-you-need-to-do-before-31-march-2021/www.morganlewis.com/pubs/2021/03/preparing-for-implementation-of-the-senior-managers-and-certification-regimewww.engage.hoganlovells.com/knowledgeservices/news/smcr-directory-of-certified-and-assessed-persons-have-you-submitted-your-datablog.burges-salmon.com/post/102gzoe/pra-publishes-policy-statement-on-temporary-long-term-absences-under-smcrblog.burges-salmon.com/post/102hhg5/fcas-clarification-on-smcr-regulatory-referencesdwfgroup.com/de-de/news-and-insights/insights/2022/11/consumer-duty-enforcementwww.engage.hoganlovells.com/knowledgeservices/viewContent.action?key=Ec8teaJ9VaoZ3Q729oWMJl7eOOGbnAEFKCLORG72fHz0%2BNbpi2jDfaB8lgiEyY1JAvAvaah9lF3dzoxprWhI6w%3D%3D&navbrodies.com/insights/family-law/embracing-equity-in-family-law/www.globalfinregblog.com/2023/03/uk-government-and-regulators-launch-smcr-review/#page=1rqcgroup.com/latest-insights/stakeholder-views-sought-on-smcr/legalbriefs.deloitte.com/post/102ibzv/edinburgh-reforms-underway-uk-government-and-the-regulators-commence-their-revie#page=1www.investmentlawwatch.com/2023/04/europe-heres-your-chance-to-improve-the-uks-senior-managers-certification-regime/#page=1www.taylorwessing.com/en/insights-and-events/insights/2023/04/review-of-the-senior-managers-and-certification-regimewww.shlegal.com/insights/reform-of-smcr-uk-government-and-regulators-commence-reviewwww.kingsleynapley.co.uk/insights/blogs/financial-services-blog/non-financial-misconduct-under-the-senior-managers-and-certification-regimewww.morganlewis.com/pubs/2023/04/uk-regulatory-changes-on-the-horizon-fca-pra-treasury-launch-review-of-smcrwww.ashurst.com/en/news-and-insights/legal-updates/will-the-smf-duty-of-responsibility-by-shelved-under-the-current-smcr-review/blog.burges-salmon.com/post/102idcb/smcr-a-spring-cleanriskandcompliance.freshfields.com/post/102idww/review-of-the-uk-senior-managers-certification-regime-the-increasing-focus-onquickreads.ext.katten.com/post/102iecr/hmt-and-regulators-move-forward-with-smcr-reviewwww.kingsleynapley.co.uk/insights/blogs/employment-law-blog/the-senior-managers-certification-regime-smcr-fitness-and-propriety#page=1www.ashurst.com/en/news-and-insights/legal-updates/smcr-reform-five-important-changes-that-need-to-be-made-to-the-uk-personal-accountability-regime/Dentons – The Financial Services and Markets Act 2023: The Senior Managers...
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