US: FINRA proposes further restrictions on Brokers with bad history
www.findknowdo.com/news/04/15/2020/finra-proposes-further-restrictions-firms-bad-history 0
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Home » Posts taggedBanking (Page 73)
US: CFTC warns of increasd Fraud by unregistered Brokers
www.findknowdo.com/news/04/06/2020/cftc-warns-increase-fraud-unregistered-brokers?utm 0
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Jersey: Bank fined for non-compliance with Money Laundering Order
www.gov.je/News/2020/Pages/BankFined.aspx 0
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Trends: 130 Banks commit to UN Principles for Responsible Banking
www.globalelr.com/2019/09/130-banks-commit-to-un-principles-for-responsible-banking/ 0
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Poland: Data Protection Authority’s position on making Copies of Identity Documents by Banks
bit.ly/2MvE3ry 0
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Education: Global Financial Services Regulatory Guide
www.bakermckenzie.com/-/media/files/insight/publications/2016/07/guide_global_fsrguide_2017.pdf?la=en 0
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Turkey: New Developments in Interest-Free Banking
esinxchange.com/rv/ff00523eaee21d47f6038dc02a458c5c73dfc107 Update:www.morogluarseven.com/news-and-publications/the-communique-amending-the-communique-on-compliance-with-interest-free-banking-principles-and-standards-and-the-communique-on-the-procedures-and-principles-regarding-informing-customers-and-the-publ/ 0
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Turkey: Uncollected coupon, bonds and share receivables will no longer be transferred to Treasury
www.cms-lawnow.com/ealerts/2019/09/uncollected-coupon-bonds-and-share-receivables-will-no-longer-be-transferred-to-treasury 0
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UK: LIBOR and the transition to SONIA
www.whitecase.com/publications/alert/libor-and-transition-sonia-compounding-problem www.slaughterandmay.com/media/2537546/transforming-interest-rate-benchmarks.pdf mcmillan.ca/The-Phase-Out-of-LIBOR-A-Primerbit.ly/2msYZ8DUpdate:www.gfrlaw.com/what-we-do/insights/regulators-issue-joint-statement-discontinuation-libor 0
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US: How NY-based Investment Managers can raft enforceable Non-Competes
Click to access HFLR-How-NYBased-Investment-Managers-Can-Craft.pdf 0
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