Saudi Arabia: New Shariah Governance Rules for Financial Institutions – Do you need a Shariah Committee?
Click to access ksaconnectionsnewsletterseptember2021.pdf 0
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US: SEC Awards Whistleblower for independent Analysis – total Payouts since 2012 surpass $1 Billion
www.findknowdo.com/news/09/16/2021/sec-awards-whistleblower-independent-analysis-total-payouts-2012-surpass-1-billion?utmwww.sec.gov/news/press-release/2021-177?utm_medium=email&utm_source=govdelivery 0
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Belgium: Phishing – the Bank is liable
seeds.law/en/news-insights/phishing-the-bank-is-liable/ 0
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US: Foreign Banks advised to prepare for US AML reform
www.eversheds-sutherland.com/documents/global/switzerland/legalcompass/LC_2021_08_EN_Banking_Finance.pdfwww.ashurst.com/en/news-and-insights/legal-updates/the-long-arm-of-the-law-us-anti-money-laundering-reforms-and-their-implications/See also:bit.ly/3zgXVEs 0
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US: OCC hammers Wells Fargo with $250M Fine over Noncompliance
www.robinskaplan.com/resources/blog-posts/2021/09/financial-daily-dose-9102021-top-story-occ-hammers-wells-fargo-with-250m-fine-over-noncompliancebuckleyfirm.com/blog/2021-09-15/occ-issues-cease-and-desist-order-and-250-million-penalty-against-national-bank#page=1 0
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Hong Kong: Criteria for Licensing of Money Lenders
www.deacons.com/news-and-insights/publications/hong-kong-sfc-licensing-and-compliance-hints9.htmlhauzen.hk/guideline-on-fit-and-proper-criteria-for-licensing-of-money-lenders?utm_source=rss&utm_medium=rss&utm_campaign=guideline-on-fit-and-proper-criteria-for-licensing-of-money-lendersinsightplus.bakermckenzie.com/bm/viewContent.action?key=Ec8teaJ9VaqH7VLEbwP9Ll7eOOGbnAEFKCLORG72fHz0%2BNbpi2jDfaB8lgiEyY1JpGSGsLXap4OqDj4hl%2BJ2FQ%3D%3D&nav 0
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UK: FCA v Avacade Ltd & others – Bad News for for unregulated Introducers
www.burges-salmon.com/news-and-insight/legal-updates/fca-v-avacade-ltd-and-others-another-shot-across-the-bow-for-unregulated-introducerswww.4pumpcourt.com/the-perils-of-unregulated-introductions-postscript-to-adams-v-options-sipp-after-avacade/See also:www.tltsolicitors.com/insights-and-events/insight/duty-of-care—accountants-as-introducers/ 0
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UK: Financial Services Act 2021 – what has changed?
transactions.freshfields.com/post/102h2ku/the-financial-services-act-2021-whats-changed 0
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Turkey: New Banking Regulation on Disclosure of Confidential Client Information Published
www.morogluarseven.com/news-and-publications/category/publications/ma-gazette/ma-gazette-edition-105-6-july-2021/www.whitecase.com/publications/alert/regulation-sharing-secret-information-published Update:www.morogluarseven.com/news-and-publications/the-banking-regulation-and-supervision-authority-further-clarifies-the-implementation-of-the-regulation-on-sharing-confidential-information/ 0
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EU: EBA publishes revised Guidelines on sound Remuneration Policies
riskandcompliance.freshfields.com/post/102h3ss/eba-publishes-revised-guidelines-on-sound-remuneration-policieswww.herbertsmithfreehills.com/insight/global-bank-review-esg-targets-and-banker-comp-%E2%80%93-weve-only-just-begunSee also:sites-arendt.vuturevx.com/177/3117/april-2022/2022.04.06—nf-bank—esma-faq-mifid-22—extwebs.asp?sid=6fc81bc2-3393-4e5d-9103-0a97ba34ce17 0
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