US: Former Chief Executive of Antigua’s Financial Services Regulatory Commission jailed in the US for Fraud
www.justice.gov/opa/pr/final-defendant-sentenced-7-billion-investment-fraud-scheme 0
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Home » Archive by categoryRegulatory (Page 167)
New Zealand: Regulations to implement the Financial Services Legislation Amendment Act 2019
www.buddlefindlay.com/insights/regulations-to-implement-the-financial-services-legislation-amendment-act-2019/ 0
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US: Digital-Asset Company Founder indicted by DOJ in Cryptocurrency Scheme
www.findknowdo.com/news/02/26/2021/digital-asset-company-founder-indicted-doj-cryptocurrency-scheme?utmSee also:www.taxcontroversy360.com/2021/04/doj-and-irs-analysis-of-crypto-records-and-work-with-private-experts-and-international-partners-leads-to-arrest/#page=1 0
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US: Joint Guidance on North Korean sponsored Cryptocurrency Malware
www.subjecttoinquiry.com/enforcement-and-prosecution-policy-and-trends/cisa-fbi-and-treasury-guidance-on-state-sponsored-cryptocurrency-malware/#page=1See also:blog.freshfields.us/post/102gtdf/digital-bank-robbers-sanctions-risks-for-digital-currency-service-companies#page=1 0
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US: NY General sues to shut Cryptocurrency Trading Firm
www.corporatesecuritieslawblog.com/2021/02/nyag-cryptocurrency-trading-firm-coinseed/#page=1ag.ny.gov/sites/default/files/the_people_of_the_stat_v_the_people_of_the_stat_complaint_2.pdfUpdate:www.findknowdo.com/news/09/14/2021/new-york-supreme-court-shuts-down-digital-asset-trading-company?utm 0
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Luxembourg: Regulatory Framework for Virtual Asset Service Providers
www.loyensloeff.com/lu/en/news/articles-and-newsflashes/luxembourg-s-landscape-for-virtual-asset-service-providers-starts-to-take-shape-n21676/Luxembourg Financial Services Regulator, the Financial Sector Supervisory Commission, and Issues FAQs on “Virtual Asset Service Provider” Regime | HUB | K&L Gates (klgates.com) 0
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US: SEC awards $9.2 Million to Whistleblower for related DOJ Actions
www.findknowdo.com/news/02/25/2021/sec-awards-92-million-whistleblower-related-doj-actions?utm 0
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US: Company and CEO settle SEC Charges for undisclosed CEO Perquisites
www.findknowdo.com/news/02/25/2021/gas-exploration-company-and-ceo-settle-sec-charges-undisclosed-ceo-perquisites?utm 0
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UK: FCA warns of ‘Clone Firm’ Investment Scams causing Losses over £78m in 2020
www.addleshawgoddard.com/en/insights/insights-briefings/2021/corporate-crime–investigations-update/corporate-crime-5-feb-2021/See also:www.addleshawgoddard.com/en/insights/insights-briefings/2021/corporate-crime–investigations-update/corporate-crime-5-feb-2021/finma.ch/en/documentation/finma-videos/schutz-vor-anlagebetrug/www.finma.ch/en/authorisation/insurance-intermediaries/vermittlerportal/suche/finma.ch/en/finma-public/warnungen/ 0
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US: Virtual Currency Platform settles NY Charges for unlawful Trading
www.findknowdo.com/news/02/23/2021/virtual-currency-platform-settles-ny-ag-charges-unlawful-trading?utm 0
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