US: DOJ Signals More Fairness In Multinational Investigations
www.law360.com/articles/935354 See also; www.law360.com/articles/935354<br />See also;<br /><br /></p> 0
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US: New bill would revamp AML laws with ‘wish list’ of transparency, enforcement measures
www.acfcs.org/news/350347/ 0
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Spain: Draft Bill on Corporate Criminal Liability
bakerxchange.com/rv/ff0031728899fa98ab141243424186a1f956aaac/p=6142350 0
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Austria: Law on Responsibility of Associations – Prosecution authorities to target companies as first shot
www.schoenherr.eu/publications/publications-detail/the-austrian-law-on-the-responsibility-of-associations-new-tendency-to-prosecution-authorities-to-t/ 0
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Canada: Implementation of New Identity Verification Requirements Extended
www.blakesbusinessclass.com/aml-update-not-so-fast-implementation-of-new-identity-verification-requirements-extended/ www.canadiansecuritieslaw.com/2017/06/articles/securities-law-compliance/reminder-of-transition-periods-for-changes-to-canadas-amlterrorist-financing-law-affect-dealers-client-id-processes/#more laws-lois.justice.gc.ca/eng/regulations/SOR-2002-184/index.html 0
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Risk Management: Special Legal Considerations for Family Offices investing in Alternative Investment Funds
www.apks.com/en/perspectives/publications/2017/06/family-office-investment 0
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UK: Whistleblowing – New Rules for branches of foreign banks and insurers
Click to access fca-pra-whistleblowing-rules-uk-branches.pdf Update: The FCA’s Whistleblowing campaign – renewed focus globalinvestigationsreview.com/guide/the-practitioners-guide-global-investigations/2021/article/whistleblowers-the-uk-perspective 0
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US: SEC Charges Chief Compliance Officer with AML Violations
bit.ly/2speAVG www.findknowdo.com/news/06/05/2017/sec-charges-brokerage-firm-aml-violations www.carltonfields.com/expectfocus/chief-compliance-officers-beware/ www.sec.gov/news/press-release/2017-112 0
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Risk Management: Decision-making processes and responsibilities
www.weareguernsey.com/literature/2017/expert-view-decision-making-processes-and-responsibilities/ See also: bit.ly/2hrhxki www.bain.com/publications/articles/measuring-decision-effectiveness.aspx 0
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US: SEC complaint on quality of SAR reporting
www.bdlawcorner.com/2017/06/wheres-the-beef-the-sec-complains-that-filing-a-sar-isnt-enough-if-it-skimps-on-details/ buckleysandler.com/blog/2017-06-14/charges-filed-sec-allege-bank-secrecy-act-violations 0
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