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Education: Business Exit Strategy Checklist

goo.gl/v11HSh Click to access Exit-Strategy-Checklist.pdf goo.gl/TyTyW2 goo.gl/Tu9Jy9 www.lewissilkin.com/en/insights/emi-options-top-10-mistakes-uncovered-on-an-exit-and-how-to-avoid-them See also: www.thompsoncoburn.com/insights/publications/item/2019-08-20/what-you-should-do-when-pe-firm-offers-to-buy-your-business-part-1 www.thompsoncoburn.com/insights/publications/item/2019-08-23/what-you-should-do-when-pe-firm-offers-to-buy-your-business-part-2 www.thompsoncoburn.com/insights/publications/item/2019-09-09/what-you-should-do-when-pe-firm-offers-to-buy-your-business-part-3 www.lowenstein.com/news-insights/podcasts-listing/change-of-control-golden-parachute-rules-in-the-sale-process#page=1 Preparing to Sell Your Business in QLD: Major Challenges and Legal Issues  – McCarthy Durie Lawyers (mdl.com.au) 0
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Education, M&A, Private Equity

UK: Financial services, bribery and the adequate procedures defence

www.burges-salmon.com/news-and-insight/legal-updates/bribery-adequate-procedures-the-only-defence-for-financial-services-firms/ www.burges-salmon.com/news-and-insight/legal-updates/first-case-on-bribery-acts-adequate-procedures-defence-five-things-you-need-to-know/ Click to access bribery-act-2010-guidance.pdf See also: www.tltsolicitors.com/insights-and-events/insight/are-your-bribery-procedures-accurate-learnings-from-a-recent-case/ 0
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Money Laundring, Risk Management, UK Family Business, Risk Management, US

UK: Barclay’s CEO Jes Staley fined $870,000 for trying to unmask an anonymous whistleblower

uk.businessinsider.com/barclays-ceo-jes-staley-fined-in-whistleblower-scandal-2018-5 www.minterellison.com/articles/first-case-brought www.fca.org.uk/news/press-releases/fca-and-pra-jointly-fine-mr-james-staley-announce-special-requirements www.bankofengland.co.uk/news/2018/may/fca-and-pra-jointly-fine-mr-james-staley-and-announce-special-requirements-at-barclays See also: FAR Implications: FCA Fines and Bans Barclays CEO | Gilbert + Tobin Lawyers: Law Firm in Sydney, Melbourne & Perth (gtlaw.com.au) www.mishcon.com/news/examining-the-fcas-decision-notice-against-james-staley 0
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Regulatory, Risk Management, UK Education, Family Business, M&A, Private Equity

EU: Fifth Anti-Money Laundering Directive adopted

www.brodies.com/blog/corporate/fifth-money-laundering-directive/ www.applebyglobal.com/insights-2018/mld-v-and-its-implications-for-wealth-managers.aspx www.consilium.europa.eu/en/press/press-releases/2018/05/14/money-laundering-and-terrorist-financing-new-rules-adopted/ goo.gl/YKBRqB www.reedsmith.com/en/perspectives/2018/08/mld5-eu-brings-virtual-currencies-the-scope-anti-money-laundering-directive www.lkshields.ie/news-insights/publication/the-fifth-anti-money-laundering-directive-key-points www.dechert.com/knowledge/onpoint/2019/8/amld5-in-germany–implementation-provides-far-reaching-licensing.html www.jdsupra.com/legalnews/german-government-implements-stricter-17575/ www.dechert.com/knowledge/onpoint/2019/8/amld5-in-germany–implementation-provides-far-reaching-licensing.html See also: goo.gl/pjD4d8 www.nautadutilh.com/en/information-centre/news/2018/5/virtual-currencies-no-longer-a-game-without-frontiers/ Update: blog.macfarlanes.com/post/102expn/fifth-money-laundering-directive www.whitecase.com/publications/alert/adoption-fifth-anti-money-laundering-directive www.twobirds.com/en/news/articles/2018/germany/the-fifth-european-anti-money-laundering-directive-amld-5 www.williamfry.com/newsandinsights/news-article/2018/11/20/the-fifth-anti-money-laundering-directive See also: www.simontbraun.eu/en/news/news-corporate-banking-and-finance/2159-amld5-and-cryptocurrencies www.k2intelligence.com/en/insights/thought-leadership/art-and-aml–regulators-taking-broad-brush-approach www.twobirds.com/en/news/articles/2020/germany/amld5-financial-investment-brokers-and-anti-money-laundering-rules 0
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European Union, Money Laundring, Risk Management