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pestalozzilaw.com/en/news/legal-insights/disclosure-climate-change-related-risks-swiss-financial-sector/ Update:pestalozzilaw.com/en/insights/news/legal-insights/climate-related-risk-disclosure-switzerland-first-conclusions/www.mme.ch/en/magazine/articles/finma-publishes-analysis-results-on-climate-risk-disclosureDevelopments in the Management of Climate Risks | Pestalozzi Attorneys at Law (pestalozzilaw.com)www.lenzstaehelin.com/en/publications/newsletters/detail/finma-guidance-01-2023-management-of-climate-risks 0
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April 15, 2021 webmaster
Banking, Regulatory, Switzerland
bit.ly/2PRNQgR 0
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April 13, 2021 webmaster
Banking, Myanmar, Regulatory
www.findknowdo.com/news/02/10/2021/sec-acting-chair-delegates-issuance-formal-order-investigation-senior-officials?utm 0
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April 12, 2021 webmaster
Banking, Regulatory, US
bit.ly/2OwCAFM See also:www.ogier.com/news-and-insights/insights/why-ireland-for-structured-finance-transactions/ 0
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April 8, 2021 webmaster
Banking, Litigation, Transparency, UK
bit.ly/3moTHWGwww.matheson.com/insights/detail/updates-relating-to-the-investment-firms-directive-and-investment-firm-regulationwww.arthurcox.com/knowledge/investment-firms-update-new-prudential-regime-applies-to-mifid-investment-firms-across-the-eu/www.dilloneustace.com/legal-updates/new-prudential-framework-for-investment-firms-given-further-effect Update:insights.arthurcox.com/post/102h9sg/cbi-notice-on-ifd-ifr-implementationwww.williamfry.com/docs/default-source/briefings/investment-firms_-central-bank-notice-on-competent-authority-discretions-in-the-ifd_ifr.pdf?sfvrsn=7ef4e65f_0www.mhc.ie/latest/insights/central-bank-of-ireland-reminder-on-requirements-for-mifid-firmswww.matheson.com/insights/detail/client-asset-rules-finalisedwww.matheson.com/insights/detail/addendum-to-the-draft-guidance-note-on-the-central-bank-of-ireland's-client-asset-requirementswww.dilloneustace.com/legal-updates/mifid-authorisation-guidance-issued-by-cbi 0
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April 7, 2021 webmaster
Banking, Ireland, Regulatory
www.findknowdo.com/news/02/04/2021/nydfs-issues-cyber-insurance-risk-guidance?utm 0
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April 7, 2021 webmaster
Banking, Cyber Security, Insurance, Risk Management, US
www.rahmanravelli.co.uk/articles/closure-of-bitcoin-trading-accounts/ 0
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April 6, 2021 webmaster
Banking, Crypto Currencies, Litigation, UK
www.mme.ch/en/magazine/magazine-detail/url_magazine/asset_manager_vs_investment_advisor_analysis_in_a_nutshell/pestalozzilaw.com/en/news/legal-insights/duty-register-client-advisers-foreign-financial-service-providers-be-or-not-be/ See also:The Duty to Register for Client Advisors of Foreign Financial Service Providers | Pestalozzi Attorneys at Law (pestalozzilaw.com) 0
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April 6, 2021 webmaster
Banking, Regulatory, Switzerland
www.macfarlanes.com/what-we-think/in-depth/2020/faqs-the-investment-firms-regulation-and-directive/dwfgroup.com/en/news-and-insights/insights/2021/8/uk-investment-firm-prudential-regimewww.sidley.com/en/insights/newsupdates/2021/08/uk-investment-firm-prudential-regime-10step-plan-for-investment-managersUpdate:financialregulation.linklaters.com/post/102hgzf/new-notification-requirements-for-fca-regulated-investment-firms-in-groups 0
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April 5, 2021 webmaster
Banking, Regulatory, UK
www.findknowdo.com/news/02/02/2021/finra-identifies-2021-risk-monitoring-and-examination-priorities?utmUpdate:www.findknowdo.com/news/02/10/2022/finras-2022-report-exam-and-risk-monitoring-program-adds-five-topic-areas?utm 0
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April 5, 2021 webmaster
Banking, Regulatory, US