www.findknowdo.com/news/02/06/2024/sec-expands-definition-broker-dealer-under-sea
www.findknowdo.com/news/02/14/2024/regulatory-intelligence-commentary-sec-expands-broker-dealer-registration-requirement-rule-consequences-legal-questions
Home » Banking » US: SEC expands the Definition of “Broker-Dealer” under the Securities Exchange Act