US: Broker-Dealer fined for “unreasonable” Mark-Ups www.findknowdo.com/news/10/19/2022/broker-dealer-fined-unreasonable-mark-ups 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) November 14, 2022 webmaster Banking, Regulatory, US Banking, Regulatory, US Australia: Victorian Supreme Court makes landmark Ruling on electronic Execution of Will UK: Lack of documentary Evidence no bar to proving Capital Loss Claim