US: Broker-Dealer settles FINRA Charges for Violations of Short Sale Close-Out Requirements with Payment of 2.5 Million USD www.findknowdo.com/news/10/07/2022/broker-dealer-settles-finra-charges-violations-short-sale-close-out-requirements 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) October 31, 2022 webmaster Banking, Litigation, US Banking, Litigation, US EU: Additional Jurisdictions added to the List of non-cooperative Jurisdictions for Tax Purposes UK: Property letting – IHT Business Property Relief Claim Decision