US: SEC Director of Investment Management gives Broker-Dealers Advance Notice on future Sales of Research Registration www.findknowdo.com/news/07/29/2022/sec-director-im-gives-broker-dealers-advance-notice-sales-research?utm 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) August 22, 2022 webmaster Regulatory, US Regulatory, US Colombia: Draft Rules concerning Offering of Cryptocurrency Luxembourg: Notice of Regulator to private Consumers concerning Investment Funds providing exposure to Virtual Assets