US: Broker-Dealer settles FINRA Charges for Supervisory Failures over Sales of Mutual Fund Share Classes with 15 million USD www.findknowdo.com/news/06/03/2022/broker-dealer-settles-finra-charges-supervisory-failures-over-sales-mutual-fund-share-classes?utm 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) June 20, 2022 webmaster Banking, Regulatory, US Banking, Regulatory, US Spain: VAT on Crypto-related Services Netherlands: Court rules that no VAT is due on Sale of newly constructed Apartments by a Developer