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UK: Principals’ liability when Appointed Representatives go rogue

www.mishcon.com/news/publications/enforcement-watch-25/principals-liability-when-appointed-representatives-go-rogue

Update:
www.globalcompliancenews.com/2022/01/09/united-kingdom-treasury-and-fca-propose-stronger-oversight-of-appointed-representatives-14122021/#page=1

Imminent changes to the appointed representatives regime


www.mishcon.com/news/principals-and-appointed-representatives-in-the-fcas-sights
www.cms-lawnow.com/regzone/articles/2022/august/oversight-of-appointed-representatives?cc_lang=en
www.engage.hoganlovells.com/knowledgeservices/news/appointed-representatives-fca-confirms-changes-to-increase-responsibilities-of-principal-firms
www.mishcon.com/news/principals-and-appointed-representatives-in-the-fcas-sights
gtlawinfo.com/rv/ff0096a2950ce00d177f9e6dd348885169a5da7d
www.cadwalader.com/fin-news/index.php?nid=24&eid=197

FCA publishes policy statement on improvements to the Appointed Representative regime


finreg.shearman.com/UK-Conduct-Regulator-Publishes-Policy-Statement-on#page=1
FCA improves its appointed representative regime amid UK consumer-harm concerns – Osborne Clarke | Osborne Clarke

AR they fit for purpose, Part 2: the FCA publishes its improvements to the Appointed Representative regime


www.osborneclarke.com/insights/new-data-and-reporting-rules-fca-revamps-appointed-representative-regime
www.proskauer.com/alert/fca-confirms-new-rules-to-improve-oversight-of-appointed-representatives
brodies.com/insights/retail-banking-and-regulated-finance/appointed-representatives-principals-need-to-be-gearing-up-for-change/

FCA announces significant changes to the appointed representatives regime


www.womblebonddickinson.com/uk/insights/articles-and-briefings/changes-fca-rules-appointed-representatives
www.skadden.com/insights/publications/2022/10/strengthened-fca-rules

Changes to FCA appointed representatives regime