US: Broker-Dealer fined $2 Million for improper Monitoring of employee E-mails Click to access RJFS_AWC_122117.pdf 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) January 16, 2018 webmaster Regulatory, Risk Management, US Regulatory, Risk Management, US Russia: Softening Currency Control Regulations for Russians Living Abroad Germany: New investment opportunities for Foreign Tax-Exempt Investors