US: SEC settles against Investment Adviser not disclosing receipt of Revenue Sharing payments www.natlawreview.com/article/sec-settles-charges-against-investment-adviser-failing-to-disclose-receipt-revenue Click to access 34-81169-s.pdf 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) September 28, 2017 webmaster Banking, Regulatory, Risk Management, US Banking, Regulatory, Risk Management, US Trends: First automatic Information Exchanges on Offshore Financial Accounts per CRS Cyprus: Company Limited By Guarantee