UK: Policing and Crime Bill passed by Parliament
globalcompliancenews.com/policing-crime-bill-passed-uk-20170122/ 0
Continue reading
Home » Archive by categoryRegulatory (Page 340)
US: Chilean Company with no US operations settles FCPA charges with SEC and DOJ
www.infobytesblog.com/chilean-chemical-company-settles-fcpa-charges-with-sec-and-doj/ www.justice.gov/opa/pr/chilean-chemicals-and-mining-company-agrees-pay-more-15-million-resolve-foreign-corrupt www.sec.gov/news/pressrelease/2017-13.html 0
Continue reading
Brazil: New rules for enrollment and update of the CNPJ to Foreign Companies
www.demarest.com.br/en-us/publicacoes/demarestnews-novas-regras-incricao-atualizacao-cnpj-sociedades-estrangeiras establishbrazil.com/Brazilian-Documents/CNPJ 0
Continue reading
Spain: Prospecting as per the Market Abuse Regulations (Span)
cms.law/es/ESP/Publication/La-prospeccion-de-mercados-en-el-Reglamento-de-Abuso-de-Mercado 0
Continue reading
Argentina: Reduction of Minimum Stay for Investments
www.gtlaw.com/News-Events/Publications/Alerts/201018/Argentina-Foreign-Exchange-Market-Reduction-of-the-Minimum-Stay-for-Portfolio-Investments-and-Financial-Indebtedness 0
Continue reading
US: SEC permits Brokers to charge their own Comissions on Sales of Mutual Funds
www.paulhastings.com/publications-items/details?id=2d49eb69-2334-6428-811c-ff00004cbded 0
Continue reading
US: SEC’s Exam priotities for 2017
Click to access national-examination-program-priorities-2017.pdf 0
Continue reading