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Continue to ChatUS: SEC finds Broker-Dealer and its affiliated Investment Advisers "Ineligible" to service Mutual Funds and fined with over 10 million USD https://www.iwpx.net/2024/01/18/us-sec-finds-broker-dealer-and-its-affiliated-investment-advisers-ineligible-to-service-mutual-funds-and-fined-with-over-10-million-usd/