US: Broker-Dealer settles SEC charges for Short Sale Order Marking Violations www.findknowdo.com/news/10/02/2020/broker-dealer-settles-sec-charges-short-sale-order-marking-violations?utm 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) January 1, 2021 webmaster Banking, Regulatory, US Banking, Regulatory, US Australia: Director of corporate trustee caused trust funds to be distributed to himself UK: Maximising the benefit of trading losses