US: Broker-Dealer settles FINRA charges for Misleading filings www.findknowdo.com/news/06/20/2019/broker-dealer-settles-finra-charges-misleading-filings?utm 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) August 1, 2019 webmaster Regulatory, US Regulatory, US New Zealand: Residential Real Estate sales to be registered with taxpayer numbers Canada: Further steps to combat tax avoidance