www.corporatefinancialweeklydigest.com/2018/12/articles/broker-dealer-1/finra-issues-report-on-examination-findings/
www.sidley.com/en/insights/newsupdates/2018/12/finra-issues-report-on-recent-examinations
www.finra.org/newsroom/2018/finra-publishes-2018-report-examination-findings