UK: Sustainability-Linked Derivatives
www.addleshawgoddard.com/en/insights/insights-briefings/2023/financial-services/swapping-for-sustainability/ 0
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Home » Archive by categoryRegulatory (Page 49)
US: House Financial Services Committee approves Bill to allow Broker-Dealers to sell Research without being deemed IAs
www.findknowdo.com/news/05/26/2023/hfsc-approves-bill-allow-broker-dealers-sell-research-without-being-deemed-ias 0
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US: The unique Chapter 11 Case of Bittrex
www.pbwt.com/bankruptcy-update-blog/the-unique-case-of-bittrex#page=1U Update:www.findknowdo.com/news/08/11/2023/crypto-trading-platform-settles-charges-failing-register 0
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UK: Top Tips for Financial Services Startups
www.orrick.com/en/Insights/2023/05/Founder-Series-Top-Tips-for-Financial-Services-Startups 0
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US: Coin Cafe settles with NY AG for $4.3 Million to resolve Allegations of exorbitant and deceptive Crypto Storage Fees
t.ly/iKGO 0
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US: NYSDFS fines Lender and Mortgage Servicer $4.25M for Cybersecurity Failures
www.workplaceprivacyreport.com/2023/05/articles/financial-services/nysdfs-fines-lender-and-mortgage-servicer-4-25m-for-cybersecurity-failures-including-vendor-management/#page=1www.findknowdo.com/news/05/25/2023/ny-mortgage-company-settles-nydfs-charges-cybersecurity-violationsNYDFS Fines OneMain $4.25M for Cybersecurity Failures | Akin Gump Strauss Hauer & Feld LLP 0
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US: Broker-Dealer settles FINRA and Nasdaq Charges for submitting erroneous Orders
www.findknowdo.com/news/05/23/2023/broker-dealer-settles-finra-and-nasdaq-charges-submitting-erroneous-orders 0
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Switzerland: Tokenization of Investment Fund Units
www.mme.ch/en/magazine/articles/tokenization-of-investment-fund-units 0
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Trends: IOSCO offers Policy Recommendations on Crypto Assets
www.findknowdo.com/news/05/23/2023/iosco-offers-policy-recommendations-crypto-assetsfinreg.shearman.com/Proposed-Policy-Recommendations-for-Crypto-and-Di#page=1www.taylorwessing.com/en/insights-and-events/insights/2023/06/iosco-consults-on-a-global-blueprint-for-crypto-regulationIOSCO Proposes Policy Recommendations for the Regulation of Crypto Markets | Insights | Skadden, Arps, Slate, Meagher & Flom LLPWalkers – Walkers comments on IOSCO recommendations for crypto sector (walkersglobal.com) 0
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UK: Digital Markets, Competition and Consumers Bill published
insights.ropesgray.com/post/102ifgz/a-new-regulatory-regime-for-the-uks-digital-economy#page=1 0
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