US: SEC expands Small Broker-Dealer Exemption from Risk Assessment Reporting www.findknowdo.com/news/06/30/2020/sec-expands-small-broker-dealer-exemption-risk-assessment-reporting?utm 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) July 29, 2020 webmaster Banking, Regulatory, US Banking, Regulatory, US Belgium: Cayman Tax EU: Commission refers member states to Court for failing to fully implement AML rules