US: Broker-Dealer settles SEC charges for misleading Clients on Costs www.findknowdo.com/news/05/13/2020/broker-dealer-settles-sec-charges-misleading-clients-costs-wrap-fee-program 0 Share this:Click to share on LinkedIn (Opens in new window)Click to share on WhatsApp (Opens in new window)Click to share on Twitter (Opens in new window)Click to share on Facebook (Opens in new window) June 11, 2020 webmaster Banking, Regulatory, US Banking, Regulatory, US India: Obligation to withhold tax at the specific rate under income tax law irrespective of Tax Treaty Turkey: New Regulation on Manipulation and Misleading Transactions in Financial Markets